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ries) will be billed at the rates such agents use. Page 4 of 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 100C 270CSF3 O 0025 NFIDO. AL- Rated Emarnt (wry Veit Snce 2007 MAAR RAT ED COMMUNICATICNS EXCIA CNC t Chains tlwonglihnbing PIC a Sally owned subsidiary e4 TM brit W New York Mellon Calw
f 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 100270 C SF30025 CONFIDO. AL- Rated (Kart Every Vex Since 2007 DALBAR MUD COMMUNCATICNS EXCIA CNC t Owing tlnov W hating Ilt. a Sally craned 'maw:Wry el Ilwa &onkel New York Mellon CciPontim aim meta) Penn. LK. ritterte Filactia 00047682 DB-SD
tact your Investment Specialist for more information. Page 6 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account NumbelliM CONFIDO. AL- Rated Emarnt Every Vex Snce 2007 DALMR RATED COMMUNICATIM EXCIAL CNC( Owing through Penh% ISC.• Sally maid subsidiary el The Banta New York Melia CA•Pontimi
DENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 9 Account !Aunty CONFID AL- Rated (KaNnt Every Vex Since 2007 DALIIAR RAT ED CONVOCATIONS EXCIA CNC t Owing tinge. Amble( PIC a Sally owned subsidiary time brat a New York Melon Ccnaatim (MY Mellon) Pent.. LIX. mInta mitatikkierat00047803 DB-SDN
nvestment Specialist for more information. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 7 Account Number. Amps:sr.:: CONFIDO. AL- Rated Emarnt (wry Vex Since 2007 MAAR RAIEDCOMMUNCATICNS EXCIALLNa Owing tlwone"nting PIC, wholly owned subsidiary Ilwa Unit New York Mellon CAgnatkie (MY
eign currency balances. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Paget of 6 Rated Emarnt Every Vex Since 2007 DALBAR RAT ED CONVOCATIONS EXCIA CNC t Owing tlwonsh Penton. PIC a Sally owned Mb sidiary a The Bonita New York Melba Cannatim (MY Melon) Rene.u.c.istfteifitiaktitter-at00049478 DB-
e) ()Juin, Period Year-to-Dile Tavatee Non Taal* Taxable Non Taxable 0.00 0.00 63.00000 0.00 Page 2 of B Account Number 4 CONFIDO. AL- Rated Emarnt Every Veit Since 2007 DAUM, RAT ED CONVOCATIONS EXCEL INC t Owing Uwwd. holing PIC a Sally owned subsidiary a nne Unit of New York Meta Cc•Pont
4 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. AL- Rated (weirnt Emy Veit Since 2007 DALBAR WED COMMUNICATIONS EXCIA CNC t Owing IMO holing Ilt. a Sally owned subsidiary a The Unit of New York Melon CaPonth20 (MY Melon) Penile.; MC. iftlinber FIIIRADWARPM_00049771 D
Entities connected to both Rated Emarnt and EXCIA CNC
Interest - U.S. DOLLARS
ORGANIZATIONPershing LLC
ORGANIZATIONPershing
LOCATION
CUSTOMS
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONTAXABLE
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONJersey City
LOCATIONThe European Central Bank
ORGANIZATIONCONFIDP
ORGANIZATION
Sally
PERSONBNY MELLON CAPITAL MARKETS
ORGANIZATION
Jeff Sessions
PERSONTIME PERSHING
ORGANIZATION
Mellon
ORGANIZATION