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ce 2007 DAIJAR MI ED COMNARCATIONS excite/ea Owing tlwonglihnting PIC 'wholly owned subsidiary e4 TM brat W New York Mete Cennatim (OW Mellott) Penhe.U.C. went.. FtatateaGM_ 00049831 DB-SDNY-0012655 EFTA_00160440 EFTA01291911 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings
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NY MAN) Pent•, MC. imurter FiliatiAngLat 00049710 DB-SDNY-0012534 EFTA_0016O319 EFTA01291805 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Import ant Information and Disclosures (continued) November 1,2018 - November 30,2018 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) it any. to you and in general, for the ong
Entities connected to both Penhe and Import ant Information and Disclosures
The European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONJersey City
LOCATION
Sally
PERSONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONPershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONUSAGES
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONON PERSHING'S
ORGANIZATIONTIME PERSHING
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION