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eview your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CUNFIDFIT'FAL- Rated Eicallent Every Vex Since 2007 DALBAR RATED CONVOCATIONS EXCIALENCt Page ' of '6 Owing through holing LI.C, a wholly owned subsklin e4 The Unto. New Yea Mellon CA•Potati
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ied; (II) the class is decertified; or CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 8 A0099412CSF30018 CONFIDO. AL- Rated Etcaornt Every Vex Since 2007 OMAR RA1ED CONVOCATIONS EXCIAL CNC( Owing tlwonsh Peaking PIC a wholly owned subsidiary el Ille Sank of New York Mellon CAnnatim (MY Mellen
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U S DOLLARS 0.00 34.10 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 9 Account Number MOM atcencSx:21 CONFID AL- Rated Etcaornt Every Vex Since 2007 MAAR RA TED COMMUNCATIM EXCIAL CNC( Owing Hwang% Pmbing PIC a wally owned subsidiary a The brat a New York Mellon onnentim (eon, Melon) Pe
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CUSTOMS
ORGANIZATION
Sally
PERSONUSAGES
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONPershing
LOCATIONJersey City
LOCATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONThe European Central Bank
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONON PERSHING'S
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Angela Merkel
PERSON
Baltimore
LOCATIONthe State of New York
LOCATIONthe Options Clearing Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONTIME PERSHING
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