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eview your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CUNFIDFIT'FAL- Rated Eicallent Every Vex Since 2007 DALBAR RATED CONVOCATIONS EXCIALENCt Page ' of '6 Owing through holing LI.C, a wholly owned subsklin e4 The Unto. New Yea Mellon CA•Potati
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Entities connected to both Every Vex Since and Ccnaatim
Pershing
LOCATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONThe European Central Bank
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONON PERSHING'S
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATION
Sally
PERSONTHE CLEARING FACILITY
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONNew York Melba
LOCATIONthe State of New York
LOCATION
Angela Merkel
PERSONTAXABLE
ORGANIZATION
Baltimore
LOCATION