3
Shared Docs
3
Same-Page
4 / 3
Mentions
g L- Rated hceihnt Clearing tbraighPenbni LtC, a wholly owned (my Vex Since 2007 subdiary time Simko. New York Meltin DALSAR WED COMMJECATICMS Corpontim SMYMebn1 EXCULEKt Penhas MC. meat. FitiRtvitWIYUPSA —00047826 DB-SDNY-00 10650 EFTA_00 I 58435 EFTA01290463 Deutsche Bank P.O. Box 1776, Balt
Rated (warm Every Vox Since 1007 DAIJAR MT ED COMMUNICATIC4.5 EXCCUENC Owing through ks% PIC • sadly weed subsidiary a The Bonita New Yak Who Corpontim (MY Mellor° Penhas 'wets( itatatiAttlacioung DIEI-SDNY-0010615 EFTA_00158400 EFTA01290428 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 You
count in income annually: No Page 6 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRI AA. P. 6(e) Account Number A;C:J:CS CONFIDO. AL- Rated Element Evay Yaw Since 2007 DAUM WED cosvautocAnosts EX([lLENCC Owing tlwonsh ',entity IIC.• wholly owned subsidiary e4 The Bonita New York Melba CorPontim (OW M
'5 Rated “cdent Owing through Main LIC, a wbolly owned Every Vex Sice 2007 subsidiary el The Sank of New York Mellon DAISAR RAIEDCOMM.RACATICMS Corpontim (MY Mellon) nm . EXCIALLNa Perstwe 11C, nverrter illiRAAIARIYUPA_ 00046752 DB-SONY-OOO9576 EFTA_OO I 57361 EFTA01289724 Summary of Gains and L
.56 Dwaiption Amount NINO CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 15 Account Number. 8: CONFIDO. CS,3,1:020 Rated Entilent Evay Yaw Since 2007 DAUM WED commumcAnats ExCULENC Owing through Pining PIC. oplally mend mbar/ aT e Bonk of New York Makin Cannatim MY Meta) Penile.; M
hcallent (wry Yaw Since 2007 DALIAR RAT ED COMNOCATIONS Dalt CNC t Owing Omer Pmbing PIC • •frally mood subsidiary TM Boit na New York Mellon Corpontim (MY Mallon) PenheollCarte. FiliaktgaGM- 00049754 DB-SDNY-0012578 EFTA_00160363 EFTA01291849 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Po
penses $16.51 $0.00 $209,195.43 $0.00 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 8 Account Number CONFIDO. AL- Paled taceNnt Evay Yaw Since 2007 DALIAN ItAl ED COMMUNICATICNS EX( Owing throbeihnting IIC.• Say owned subsidiary el TM Mita New York Melee CerPntim (MY Meta) Penhat
Entities connected to both Corpontim and Evay Yaw
ON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTAXABLE
ORGANIZATIONThe European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONClient Service Information
ORGANIZATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe State of New York
LOCATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONLegal Department
ORGANIZATION
Angela Merkel
PERSON
Sally
PERSONthe Pershing Customer Service Department
ORGANIZATIONUSAGES
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONPershing
LOCATION
CUSTOMS
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATION