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stment Specialist. Page 1 of 9 Rated (Kant (my Yaw Since 2007 DAUM WED COMMUNCATIONS EX( WOK t CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Clewing Sae. Platy PIC a mond sal:oldie) el Ilwa &MO New York MS... DAPPonD20 aim meta) Penteee; ac. newt*/ FIIIRAWa Gliet 00048627 DB-SDNY-0011451 EFTA_001
ount Number: N46-024943 At 00 IlIMI)n) CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Rated hernent Every Vox Sine 2007 DA UM ltAl ED COMMUMCATICMS EXttILENC( Page 5 of 9 Meng iThel hake( 1.1.C, a wholly armed subeelMy of The bake. New Yeti; Mellon emponthee (MY Mellon) Penterg LLC. must. f
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Entities connected to both Clewing Sae and ED COMMUMCATICMS
Jersey City
LOCATIONLegal Department
ORGANIZATIONRalwAssant
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Sally
PERSONPershing LLC
ORGANIZATIONTypeof
ORGANIZATIONOaring Sae
ORGANIZATIONPershing
LOCATION
Mellon
ORGANIZATIONThe European Central Bank
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONPOnhal
PERSONthe DW S Investments
ORGANIZATIONClient Service Information
ORGANIZATIONOwing Sae
ORGANIZATIONNew York Mellon
LOCATIONCONFIDP
ORGANIZATION