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cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) Ill. Account Number A: C:!'e! Page 3 of 8 CONFIDO. RalwAssant Every Vex Since 2007 DAIJAR MUD CONVOCATIONS IC Owens Swab Amiens PIC. • slay oiviC subsidNy d The UnitW New York Mete ONNeatIN MO NAN) Penne.
to adjust for taxes paid on the reimbursement. This income will be reported on your Tax Information Statement as 'Other Income' on Form 1099-M ISC, Box 3. If you received a substitute payment reimbursement with respect to income from an investment company (mutual fund or unit investment trust), you ma
shing Plaza, Jersey City. New Jersey 07399: Page 6 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number. A: C tl !CS CONFIDO. AL- RalwAssant (my Vex Since 2007 DAIJAR MUD CONVOCATIONS CULDCI Omens Sough Ambits La. nil* owned subsItliNy an. Unita New York NAN ONNatiN (MY MAN) Penn.'s
to adjust for taxes paid on the reimbursement. This income will be reported on your Tax Information Statement as'Other Income' on Form 1099-A4 ISC, Box 3. If you received a substitute payment reimbursement with respect to income from an investment company (mutual fund or unit investment trust), you ma
rices do not constitute a bid or an offer, and may differ Page 3 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Numbe CONFIDO. AL- RalwAssant Cray Vex Since 2007 DAIJAR MUD CONVOCATIONS IKMMCCI Owing thews% Pmbing PIC a slay owned subsItINy e4 The Banta New York Make CflontINI CONY M
% to adjust for taxes paid on the reimbursement. This income will be reported on your Tax Information Statement as'Other Income' on Form 1099-M ISC, Box 3. If you received a substitute payment reimbursement with respect to income from an investment company (mutual fund or unit investment trust), you ma
Entities connected to both RalwAssant and Box 3
the Pershing Customer Service Department
ORGANIZATIONLegal Department
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Sally
PERSONJersey City
LOCATIONInterest - U.S. DOLLARS
ORGANIZATIONPershing
LOCATIONThe European Central Bank
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Mellon
ORGANIZATIONOaring Sae
ORGANIZATIONSecurities Investor Protection Corporation
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BNY Mellon
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATIONCemonthee
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CUSTOMS
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
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