3
Shared Docs
3
Same-Page
3 / 3
Mentions
ONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) $3,236,372.13 4111,804.87 50 .00 $77,817.92 Page 3 of 8 A0099412CSF30018 CON F AL- Rosana/6rd Every Yew Shwa 2007 DALJAR MUD COMMUMCATICMS EX( ULM ( Owing Salem Penton Lit. • %Molly owned subpolar/ of The Soaks New York Melina Onnownthm (MY Melon) Pent
TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SEE, AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DRECTLY CONTACTS MARKET CENTERS TO OBTAIN
13017 Telephone Number: CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 9 N40-024950 A 130272 CCSF3O00 25 NFIDO. AL- Med hr llent Every Yew Shwa 2007 DAYAR RAI ID COMMLNICATIONS EXCLUENCIE Owing through ewes PIC. • Sally owned subsidiary SIM brat a New York Mellon Cigna , (OW Meta) Pen
O ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DRECTLY CONTACTS MARKET CENTERS TO OBTAIN
played may have been rounded. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Numbelin CONFIDO. 0.00 21.09 USD Page 5 of 7 Rated bale. Every Yew Shwa 2007 DRUM Ml ID COMMUNCATIMIS EXCLUENC( Owing throng% tenting PIC a Sally owned subsidiary a The Bonita New York Mellon CoWatimi (MY Mellott) P
O ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DRECTLY CONTACTS MARKET CENTERS TO 08TAN
Entities connected to both Every Yew Shwa and CERTA/
Pershing
LOCATIONLegal Department
ORGANIZATIONClient Service Information
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONJersey City
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONTAXABLE
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONTIME PERSHING
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION
Sally
PERSON