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NFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Deutsche Asset & Wealth Management Baltimore, MD 21203 Portfolio Holdings (continued) DrdisOe gam, Pootle wean Ma.zigental Matt COonget, C,P Dtsisthe Sant Sewn. MC. Statement Period: 12/0112015 -1213112015 Date Acquired Quantity Unit Cost Cost Basi
LNCJ et a tt:InefiZtalee ittteeMlen " NNW lealm. oserwetua avow e•ala. Neat *PO SDNY_GM_00048774 DB-SONY-0011588 EF1'A_OO159383 EFTA01291128 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the ri
•••••••• Pea IOC SDNY_Gli.4_00047601 DB-SONY-0010426 EF1'A_00158210 EFTA01290238 Deutsche Bank P.O.Box 1776, Baltimore, MD 212O3 Dralsre Ban, Pootle wean ma-utenna Mats Conti.* C, isri. Ce0uht 007.1410.00 lore yen OR,* in Pin •••••••• Itoth 1 Ica Mew verk. Portfolio at a Glance Account Numb
CRIM. P. 6(e) CONFIDAENTIAL [Mal if Pel otriwtifietrZraNtitOesiZionlININIII0••• SDW_Cat00047662 DB-SONY-0010486 EF1'A_00158271 EFTA01290299 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The rules of some arbitration forums may impose time limits for bringing a darn in arb
_OO159947 EFTA01291591 Deutsche Asset & Wealth Management PO. Boa 1776, Balbmoro, MD 21203 Important Information and Disclosures Orals° e Ban, Pootle wean ma-utenna Mines COott/VG,WP ChM/it Ma Senonel Ht. Mrs bet OR,* 315 Pot •••••••., lOth I ter Mew In 10. 10354 Statement Period: 05/01/2016
RD COMMUNICATIONS Xt7 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of T SDW_GM 00049313 DB-SDNY-0012137 EF1'A_00159922 EFTA01291566 Important Information and Disclosures (continued) Foreign Currency Transactions Pershrg may execute foreign currency transactions as principal for your account. Pershing may automatical
Entities connected to both Pootle and Important Information and Disclosures
Pershing LLC
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTAXABLE
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Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONTHE CLEARING FACILITY
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CUSTOMS
ORGANIZATIONClient Service Information
ORGANIZATIONUSAGES
ORGANIZATIONPie Chart
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONON PERSHING'S
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTIME PERSHING
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Baltimore
LOCATION