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OUR UABIUTIES TO PERSHING, BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIAUST, ODD LOT DEALER. BLOCK POSIT IONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITIO
S • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITLMON, RULES. REGULATIONS. CUSTOMS, USAGES, RUUNGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED, OR IF APPLICAB
2 mentions1 same-page
Page ?Same page
OUR UABIUTIES TO PERSHING, BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIAUST, ODD LOT DEALER. BLOCK POSIT IONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITIO
S • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITLMON, RULES. REGULATIONS. CUSTOMS, USAGES, RUUNGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED, OR IF APPLICAB
2 mentions1 same-page
Page ?Same page
OUR UABIUTIES TO PERSHING, BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIAUST, ODD LOT DEALER. BLOCK POSIT IONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITIO
S • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITLMON, RULES. REGULATIONS. CUSTOMS, USAGES, RUUNGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED, OR IF APPLICAB
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Mutual Connections (19)
Entities connected to both SPECIAUST and RUUNGS
THE BOARD OF GOVERNORS OF
ORGANIZATION4 w/ SPECIAUST·3 w/ RUUNGS
TAXABLE
ORGANIZATION4 w/ SPECIAUST·3 w/ RUUNGS
INDEBTED TO PERSHING LLC
ORGANIZATION4 w/ SPECIAUST·3 w/ RUUNGS
USAGES
ORGANIZATION4 w/ SPECIAUST·3 w/ RUUNGS
THE FEDERAL RESERVE SYSTEM
ORGANIZATION4 w/ SPECIAUST·3 w/ RUUNGS
CUSTOMS
ORGANIZATION4 w/ SPECIAUST·3 w/ RUUNGS
THE CLEARING FACILITY
ORGANIZATION4 w/ SPECIAUST·3 w/ RUUNGS
PCISrat LLC
ORGANIZATION3 w/ SPECIAUST·3 w/ RUUNGS
DNIDENDS
ORGANIZATION3 w/ SPECIAUST·3 w/ RUUNGS
IONER
ORGANIZATION3 w/ SPECIAUST·3 w/ RUUNGS
ON PERSHING'S
ORGANIZATION3 w/ SPECIAUST·3 w/ RUUNGS
CONTACTS MARKET CENTERS TO
ORGANIZATION3 w/ SPECIAUST·3 w/ RUUNGS
UABIUTIES
ORGANIZATION3 w/ SPECIAUST·3 w/ RUUNGS
SUPERIOIR
ORGANIZATION3 w/ SPECIAUST·3 w/ RUUNGS
TOONE PERSHING PLAZA
ORGANIZATION3 w/ SPECIAUST·3 w/ RUUNGS
BNY MONO
ORGANIZATION2 w/ SPECIAUST·2 w/ RUUNGS
RISME
ORGANIZATION2 w/ SPECIAUST·2 w/ RUUNGS
IPAMEDIATELY
ORGANIZATION2 w/ SPECIAUST·2 w/ RUUNGS
MA
Marrs
PERSON2 w/ SPECIAUST·2 w/ RUUNGS