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OUR UABIUTIES TO PERSHING, BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIAUST, ODD LOT DEALER. BLOCK POSIT IONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITIO
LY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOIR TO THE N880. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. IF ANY Of THE MOVE TERMS ANDCONDITIONS ARE UNNXIPTABLE TO Y
2 mentions1 same-page
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OUR UABIUTIES TO PERSHING, BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIAUST, ODD LOT DEALER. BLOCK POSIT IONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITIO
LY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOIR TO THE N880. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. IF ANY Of THE MOVE TERMS ANDCONDITIONS ARE UNNXIPTABLE TO Y
2 mentions1 same-page
Page ?Same page
OUR UABIUTIES TO PERSHING, BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIAUST, ODD LOT DEALER. BLOCK POSIT IONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITIO
LY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOIR TO THE N880. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. IF ANY Of THE MORE TERMS ANDCONDITIONS ARE UNNXIPTABLE TO Y
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Mutual Connections (19)
Entities connected to both SPECIAUST and SUPERIOIR
THE BOARD OF GOVERNORS OF
ORGANIZATION4 w/ SPECIAUST·4 w/ SUPERIOIR
USAGES
ORGANIZATION4 w/ SPECIAUST·4 w/ SUPERIOIR
THE CLEARING FACILITY
ORGANIZATION4 w/ SPECIAUST·4 w/ SUPERIOIR
TAXABLE
ORGANIZATION4 w/ SPECIAUST·4 w/ SUPERIOIR
CUSTOMS
ORGANIZATION4 w/ SPECIAUST·4 w/ SUPERIOIR
THE FEDERAL RESERVE SYSTEM
ORGANIZATION4 w/ SPECIAUST·4 w/ SUPERIOIR
INDEBTED TO PERSHING LLC
ORGANIZATION4 w/ SPECIAUST·3 w/ SUPERIOIR
ON PERSHING'S
ORGANIZATION3 w/ SPECIAUST·4 w/ SUPERIOIR
CONTACTS MARKET CENTERS TO
ORGANIZATION3 w/ SPECIAUST·4 w/ SUPERIOIR
PCISrat LLC
ORGANIZATION3 w/ SPECIAUST·3 w/ SUPERIOIR
IONER
ORGANIZATION3 w/ SPECIAUST·3 w/ SUPERIOIR
UABIUTIES
ORGANIZATION3 w/ SPECIAUST·3 w/ SUPERIOIR
TOONE PERSHING PLAZA
ORGANIZATION3 w/ SPECIAUST·3 w/ SUPERIOIR
DNIDENDS
ORGANIZATION3 w/ SPECIAUST·3 w/ SUPERIOIR
RUUNGS
ORGANIZATION3 w/ SPECIAUST·3 w/ SUPERIOIR
BNY MONO
ORGANIZATION2 w/ SPECIAUST·2 w/ SUPERIOIR
RISME
ORGANIZATION2 w/ SPECIAUST·2 w/ SUPERIOIR
IPAMEDIATELY
ORGANIZATION2 w/ SPECIAUST·2 w/ SUPERIOIR
MA
Marrs
PERSON2 w/ SPECIAUST·2 w/ SUPERIOIR