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ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PE
PURPOSES. F ANY OF TIE ABOVE TERMS AND CONDITIONSARE UNACCEPTABLE TO YOU. REASE NOTIFYPERS-MO IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING RASA JERSEY CITY. NJ 07399. ATTE' LEGAL DEPT Page 10 of 10 Account Num ber. N40-024943 Plated Go paperless „It .., " mu-. ven5MC•2907 TFE FAZE brd"ST O N F I DAM
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT, ALL SECURRES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PER
POSES. F ANY OF Ti€ ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERS-ING IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING RASA JERSEY CITY. NJ 07329, ATTN' LEGAL DEPT CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 67e)LTHERit soNr ci DENTIA no:sumer Page 9 o19 Account Number N4G-023812
S ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING" FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PER
PURPOSES. F ANY OF THE ABOVE TERMS AND CCNOITONS ARE UNACCEPTABLE TO YOU. REUSE NOTIFY PERS-ING IMMEDIATELY IN WRMNG BY CERTRED MAIL TOONE PERSHING RASA JERSEY CITY, NJ OT3SS, ATTN. LEGAL. DEPT CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) Page 9 of 9 CONFIDWFAL-4 RAS [NORM hart Yew Since 2001 DALBAR RAM C
Entities connected to both INDEBTED TO PERSHING LLC and RASA JERSEY CITY
THE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATIONClient Service Information
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONAccount Value
ORGANIZATIONMoney Market Fund
ORGANIZATION