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S ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO P
TION PURPOSES. IF ANY OF TlE ABOVE TERMS MID CCHOITIONS ME UNACCEPTABLE TO YOU. PLEASE NOTIFY PERI:MING OMEGA, ELY IN WRITING BY CERRO:ED PAWL 1001E PERSHING PLATA. JERSEY CITY. NJ 01399. ATM LEGAL DEPT Page 21 of 21 USAI3 ROLL Account Number: Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:; THE
ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL. INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PE
ON PURPOSES. IF ANY OF TIE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU, FI.EASE NOTIFY PEREMFG IMMEDIATELY IN WRITING BY CERTFIED IAML TO ONE PERSHING PLATA. JERSEY CITY. NI OMB Atlit LEGAL DM Page 21 of 21 Account Number: 1)0A0 ROLL Go paperless SOL Cer ONi FID ENT IAL CONFIDENTIAL — PURSUANT TO F
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ("PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO P
BBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. EASE NOTIFY PERS-MIG IMMEDIATELY IN WRITING SY CERTVIED PAUL TO ONE PERSHING PLATA. JERSEY CITY. N107399. ATM LEON. DEPT Account Number N4G-024935 A:CV=r4:1! Page 7 of ? Go paperless way, talinitY 4 Raid Eitelloni Every Year
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ("PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO P
BBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. EASE NOTIFY PERS-MIG IMMEDIATELY IN WRITING SY CERTVIED PAUL TO ONE PERSHING PLATA. JERSEY CITY. N107399. ATM LEON. DEPT Account Number. t:C Page 7 of 7 Go paperless way, talinitY 4 Raid Eitelloni Every Year Since 2007 MBAR
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ("PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO P
BBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. EASE NOTIFY PERS-MIG IMMEDIATELY IN WRITING SY CERTVIED PAUL TO ONE PERSHING PLATA. JERSEY CITY. N107399. ATM LEON. DEPT Account Number. t:C Page 7 of ? Go paperless way, talinitY 4 Raid Eitelloni Every Year Since 2007 MBAR
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO P
ECUTION PURPOSES. IF ANY OF TM ABOVE TERMS MID CONDITIONS ME UNACCEPTABLE TO YOU. FtEASE NOTIFY PEREMNG IMMEDIATELY IN WRITING BY CERTFIED WM 70 ONE PERSHING PLATA. JERSEY CRT. NI 07399. ATM LEGAL DOT Page 9 or 9 Aco3unl Number BOI071SICSF30022 00.4114-1 IT Go paperless SR:7" ice= = A R DA MAR RATED COmm
Entities connected to both INDEBTED TO PERSHING LLC and PERSHING PLATA
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing
LOCATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATIONAccount Value
ORGANIZATION