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ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING" FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PER
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ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING, FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PER
mitten trey Year Since 2007 DAMIARMITO COMMUNICATIONS EXCLIAINCI Clewing Heater halms1SC a vAok owned sobsidiary of The Bank a New Yorlg Mellon CarporatIon (MY Mellon) Periling 11C. tar ot,RA.W.s.q2t.GM-00046233 DB-SDNY-0009057 EFTA 00156842 EFTA01289205 Portfolio Holdings (continued) U.S. DOLLARS
S ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING" FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PER
y Yet Since 2007 DALIAR RATED COMMUMCAT iONS (Jtall INC I Page 4 of 13 Clewing through Paoli% I1C nob* wend saitidiary a me Malt a New Vat Mde* CarporatIon (MY Man) Per Per, 11.C( nwntat• oratAXAVVELGIt00047135 DB-SDNY-0009959 EFTA_00 157744 EFTA01290004 Deutsche Bank P.O Box 1776, Baltimore, M0
Entities connected to both INDEBTED TO PERSHING LLC and CarporatIon
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATION
Baltimore
LOCATION