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ORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THER BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PE
593.22 $0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Accout Numbe CONFIDO. AL- RalwAssalint Ere, Vex Siao 2007 DAIJAR GTm CONVOCATIONS MUINC( Owens Minch Antic PIC a wally mind way ann amt of New von Make ONNeatIN (MY meta) Penn... LAC. riverter flIallkIXELGMSICI049039 DE{-SDNY
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING, FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PE
omeone Page 6 of 11 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 100295CSF30025 CONFIDO. AL- Rated (Kant Every Vow Since 2007 DAIJAR MUD CONVOCATIONS MEUCCI Deering Once. holing PIC • Sway owned sobeielNy el IN Boatel New VGA Melon Ceeponthal (MY Mellon) Penh...* MC. 'newt*, FilinAttAtilioPM_0
RS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PE
Page 6 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number ACE:CS-K:6 CONFIDO. AL- Raltassant Every Vex Since 2007 DAIJAR MUD CONVOCATIONS ucaL£NCI Owing tIncli ',entity LLC a slaaniviC subsIdNy e4 The Bonita New York Meta LM (MY NAN) Penn.'s U.C. 'newts. NliatiAtifigPM_ 00049477 DB-
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO P
dvice, Page 6 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accoul Numbe A 3C31 CONFIDO. AL- ANNAssant Every Vex Siao 2007 DAIJAR MUD CONVOCATIONS ICCULD CI Oaring throne. holing PIC a Sally owned ,a.ewytimekmaNewYrkMeta CerPontINI (eNY MAN) Pent•, MC. imurter FiliatiAngLat 00049710 DB-SDNY
Entities connected to both INDEBTED TO PERSHING LLC and CONVOCATIONS
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONJersey City
LOCATION