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ORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ME INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PER
4,825.81 Page ' of - CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) A00994 14 C SF30018 FID I 46 CON O. Rated taceNnt Every Yaw Since 2007 DALIIM WED commumcmithsts EXCClLEnxC On engem Patti IIC. a %bony (peened subsidiary or The Bonk of New York Mellon CA•Watim (MY Mellon) anllv a a. aaa
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PER
d Omissions excepted. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ll= Accou I t Number Page 7 of 8 CONFIDO. Rated warm freq.Vex Since 2007 DALIIM WED commumomats EX( (UDC Owing tlytnIthnhing PIC a Sally owned subsidiary a The brit el New York Mellon Ca...Mimi (MY Meson) PentwKLI.C. tea fI
RS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PE
34.97 Page 2 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: 4 A CONFIDO . L- At.:)... Paltassant Emory Vex Since 2007 DALIIM WED COMMUNCATICNS EX( CIL CI Owing IMO holing PIC 'Sally owned subsidiary a The brat a New York Mace Calwatim (MY Mellon) Penhas MC. 'sent. Fil
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO P
stor Protection Act. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number Page 6 of 7 CONFID AL- Rated hceilent Every Yaw Since 2007 DALIIM WED commumomotts EXCULCNCE Owing Swish ',enlists Ilt. a Sally owned subsidiary aT e Bonita New York Melba Cannatim (MY Mellott) Pentw, 1.1.C.IM
Entities connected to both INDEBTED TO PERSHING LLC and DALIIM
THE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONClient Service Information
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONJersey City
LOCATION