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ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO P
n. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) AO 100 C 270CSF3 O 0025 NFIDO. AL- Page 7 of 9 Rated Cictart Every Yea, Since2007 OMAR RA TED COMMUNCATIONS EXCIAL CNC( Owing tiwough Penting PIC • sadly wooed subsidiary The Bonita New York Make Ompontim (MY Mellon) Penh.** LIX. 'sent. FildtkfickneLG
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PER
8 83,278,087.08 83,318,783.09 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ConNFID AL- Page 1 of 8 Ratecl (.[Wit Every VW Sacs 2007 DMUS RA TED COMMUNCATIONS EXCIAL (NC t Gesting through Pining La. M fl * mond subsidiary b The Unit of New York Mellon Coissabsot &Mora Penne. MC. mutt*, FilitatlAtreaG
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING, FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PE
r CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) AO 10 0295CSF300 25 CONFIDO. AL- Page 8 of 11 Rated C.cereefit Every Yaw Since2007 DALBAR RA TED COMMUNCATIONS EXCIAL INC( Owing IMOPent/ins Ilt. a Sally owned subsidiary of The brat ar New York Melba Con, on)im (MY Mellon) Penme.U.C. nowt,. Fililltaakkaa
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PE
UANT TO FED. R. CRIM. P. 6(e) Account Number. N4G-024943 paperless E FAZE TRLSrO NFIDEN T` NAL Rated tacollordi L very Van' Wore 2007 CALMAR RA TED COMMUNCATIONS rxesurnaer 0.17.3.==ri, =Cs' ..-- att SDNY_GM_00048263 DB-SDNY-0011077 EFTA_00 158862 EFTA01290890 Deutsche Bank P.O Box 1776, Baltimore, MD
Entities connected to both INDEBTED TO PERSHING LLC and TED COMMUNCATIONS
THE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATION