3
Shared Docs
3
Same-Page
3 / 3
Mentions
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO P
acaNnt Owing IlittnIthrsiing LI.C. • Sally owned 6%9"OG./ Since 2007 sibMWya TM Bordtel New York Mellon DALIAR ItAl ED COMMIRCATICOS Corponthal (SW Meta) EXCULENC( Pen/vett U.C.inerrtel allIPAtikriker344—°° 047681 DE!-SDNY-0010505 EFTA_OO15829O EFTA01290318 Summary of Gains and Losses Realize
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PER
ery Yaw Since 2007 DALIIM WED COMMUNCATIONS EX(CILDCI Owing tlwonsh ',entity PIC • Sally COVOIS subsidiary The Banta New York Melba CA•Poatimi (SW Meta) Penne. u.c.nwrtantitatctlYaGM_00047813 DB-SDNY-0010637 EFTA_00158422 EFTA01290450 'ortfolio Holdings (continued) Generally, securities acquire
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO P
ery Veit Since 2007 DAUM, RAT ED CONVOCATIONS EXCEL INC t Owing Uwwd. holing PIC a Sally owned subsidiary a nne Unit of New York Meta Cc•Pontim (SW Meta) Penhe. LI.C.immter FIIIRAtIctreaGM_00049761 DB-SDNY-0012585 EFTA_00160370 EFTA01291856 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 Income
Entities connected to both INDEBTED TO PERSHING LLC and SW Meta
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATION
Baltimore
LOCATION