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ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO P
ries) will be billed at the rates such agents use. Page 4 of 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 100C 270CSF3 O 0025 NFIDO. AL- Rated Emarnt (wry Veit Snce 2007 MAAR RAT ED COMMUNICATICNS EXCIA CNC t Chains tlwonglihnbing PIC a Sally owned subsidiary e4 TM brit W New York Mellon Calw
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PER
tact your Investment Specialist for more information. Page 6 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account NumbelliM CONFIDO. AL- Rated Emarnt Every Vex Snce 2007 DALMR RATED COMMUNICATIM EXCIAL CNC( Owing through Penh% ISC.• Sally maid subsidiary el The Banta New York Melia CA•Pontimi
RS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PE
nvestment Specialist for more information. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 7 Account Number. Amps:sr.:: CONFIDO. AL- Rated Emarnt (wry Vex Since 2007 MAAR RAIEDCOMMUNCATICNS EXCIALLNa Owing tlwone"nting PIC, wholly owned subsidiary Ilwa Unit New York Mellon CAgnatkie (MY
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO P
e) ()Juin, Period Year-to-Dile Tavatee Non Taal* Taxable Non Taxable 0.00 0.00 63.00000 0.00 Page 2 of B Account Number 4 CONFIDO. AL- Rated Emarnt Every Veit Since 2007 DAUM, RAT ED CONVOCATIONS EXCEL INC t Owing Uwwd. holing PIC a Sally owned subsidiary a nne Unit of New York Meta Cc•Pont
Entities connected to both INDEBTED TO PERSHING LLC and Rated Emarnt
THE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONPershing
LOCATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONClient Service Information
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATION
Baltimore
LOCATION