4
Shared Docs
4
Same-Page
4 / 4
Mentions
S ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO P
„c mammas snit sin SONY_GM_00047911 DB-SDNY-00 10735 EFTA 00158520 EFTA01290548 PO. em 1716, 8.4 wolf MD 21203 Portfolio Holdings (continued) Dralsre San, Ponle Wei11. Mamtentill Weals COntiteG,C,P Chnthe Sank Setwan v4, Mrs bet Once 315 Pot Aire, Halter Mew %A ItY IOVA I/ 1?) VA.M..1111.,211.409
S ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ME INDEBTED TO PERSHING LLC ('PERSHING, FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PE
DB-SDNY-0010438 EF1'A_00158223 EFTA01290251 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) Dralsre San. Ponle TRY', Me.igenan Pesee0 Con0000.2 C70sthe Sn Setionel Mew bre Oita. 315 Part AMMO, 2•000cer Deny %AM. 1004 Statement Period: 1010112016 -
RS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (IIERSHNO*) FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PER
T TO FED. R. CRIM. P. 6.6(e)Filrr N F I CrEN T P e SDNY_GA4 00049179 DB-SONY-0012003 EFTA_00159788 EFTA01291432 PO So 1776. Bat no-4r MD2, 203 Dralsre San, mme YM101Yrrnm1 Viten. CO•44.14“01,P Chisthe NO Scoori Ht. Mrs Wei Once Pwt Omar. 30th I Ica Mew verk. PO. IOVA CM) CA.7414. MSS, 2114I9S Tra
S ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHNG') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PE
A_OO16O258 EFTA01291744 Deutsche Asset & Wealth Management P.O.Elm 1776. Baltimore. MD 21203 Important Information and Disclosures (continued) Dralsre San. Pootie wean Ma.ziental Minns C044/4e4.0.1. Chtfthe Sank Sen.orivt Mrs bet 011or 315 Pot Owner. lOth l by Mew In /tY IOVA (21))4!A.M..IISSI 21
Entities connected to both INDEBTED TO PERSHING LLC and Dralsre San
THE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONAccount Value
ORGANIZATION