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ASSIST IN ACCUMULATNG THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR US
be billed at the rates such agents use. Page 4 of 8 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) A0101343CSF30020 CONFIDO. AL- Rated EacaNnt Every Vex Since 2007 DALBAR RATED CONVOCATIONS EXCIA t Owing IMO, Peaking Ilt. a web craned smaller/ as &onkel New York Mellon Ccnaatim (MY meta) Peen.
SSIST NJ ACCUMULATNG THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR US
illed at the rates such agents use. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accouil Numb AIM A :Etc Page 4 of a CONFIDO. Rated tacedlont Every Vex Since 2007 DAISM MI ED COMMUNICA1104 EXCEILENCl Owing Hwang% Pmbing I.LC a Sally owned subsidiary a TheUnita New York /Woe Colnatkie (MY Meta)
SSIST IN ACCUMULATNG THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR US
laza, Jersey City. New Jersey 07399; Page 6 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accout Number: At:mac:me CONFID AL- RaleassaM Every Vex since 2007 DALIAN MILD COMMUNICATIONS EXCMMEnCI COS% IMO Amiens PSC. • Maly owned subsidimy or TRe UK of New York Make CmPonthm (IMY Maw) Penty
Entities connected to both TAXABLE and Every Vex
THE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONClient Service Information
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONTIME PERSHING
ORGANIZATION
Baltimore
LOCATION