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IN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST.
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RAI ID COMMUNCATICOS EXCIIMICIE Page 7 of 8 Oaring IMO. Pathan Ltd, a wbolly owned subothary Ilie &onkel New York Mellon Carpontim (MY Mellon) Penhas utinerrte f lottAl4IYAELGM_000497 DB-SDNY-00 12598 EFTA_00 I 60383 EFTA01291869 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTION
IN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST.
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IN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST.
ry Yaw Since 2007 DAWN MI ED COMMUNCATIM EXCULENCC Owing tlwonsh Patti PIC • Slay craned subsidiary SIMUnita New York Melba Colnatkie (MY Meta) Penhas 4C. wow**, FitiRAAWYMPA_00049823 DB-SDNY-0012647 EFTA_00160432 EFTA01291903 Schedule of Realized Gains and Losses Current Period (continued) W h
Entities connected to both THE BOARD OF GOVERNORS OF and Penhas
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Baltimore
LOCATIONMoney Market Fund
ORGANIZATION