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COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE, OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
TM LEGAL DEPT Account Number' N46-026161 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Page 9 o19 Go paperless way, talinitY 4 Raid Ewell., Every Year Since 2007 04BAR MTIOCOMIAVNICATIONS EXCE LIDICE Outs Swoosh Pone' LILC. • wholly sad st6VoSwy of The BIM al Mn. Yea Miaow Catiora
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE, OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
TM LEGAL DEPT Account Number' N46-026161 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Page 9 o19 Go paperless way, talinitY 4 Raid Ewell., Every Year Since 2007 04BAR MTIOCOMIAVNICATIONS EXCE LIDICE Outs Swoosh Pone' LILC. • wholly sad st6VoSwy of The Bak °Mew Yea Miaow Catioratk
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE, OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
EPT Account Number N4G-023812 A:Ctrr.S"•' CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Page 9 o19 Go paperless way, MINIM' 4 Raid Ewell., Every Year Since 2007 04BAR MTIOCOMIAVNICATIONS EXCE LIDICE Outs Swoosh Pone' LILC. • wholly sad st6VoSwy of The Bak °Mew Yea Miaow Comentlan
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE, OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
ge l° of 18 Account Number N46-023804 6:cesetww:m CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperiess AU MOW 1-011NOW 4 Raid Ewell., Every Year Since 2007 04BAR MTIOCOMIAVNICATIONS EXCE LIDICE Chfl Swoosh Pone' EEC. • wholly sad st6VoSwy of The BIM al Mn. Yea Miaow Comentla
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE, OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
EPT Account Number N4G-023812 A:Ctrr.S"•' CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Page 9 o19 Go paperless way, MINIM' 4 Raid Ewell., Every Year Since 2007 04BAR MTIOCOMIAVNICATIONS EXCE LIDICE Outs Swoosh Pone' LILC. • wholly sad st6VoSwy of The Bak °Mew Yea Melba Comentlan
Entities connected to both THE CLEARING FACILITY and Raid Ewell
THE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTIME PERSHING
ORGANIZATIONATM LEGAL DEPT
ORGANIZATIONPersPrw LLC
ORGANIZATIONIIMIEDLATELY
ORGANIZATIONSY CERTFIED AWL
PERSONCatioratkin
PERSON