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COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
TION PURPOSES. IF ANY OF TlE ABOVE TERMS MID CCHOITIONS ME UNACCEPTABLE TO YOU. PLEASE NOTIFY PERI:MING OMEGA, ELY IN WRITING BY CERRO:ED PAWL 1001E PERSHING PLATA. JERSEY CITY. NJ 01399. ATM LEGAL DEPT Page 21 of 21 USAI3 ROLL Account Number: Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:; THE
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. LMAGPS. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
ON PURPOSES. IF ANY OF TIE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU, FI.EASE NOTIFY PEREMFG IMMEDIATELY IN WRITING BY CERTFIED IAML TO ONE PERSHING PLATA. JERSEY CITY. NI OMB Atlit LEGAL DM Page 21 of 21 Account Number: 1)0A0 ROLL Go paperless SOL Cer ONi FID ENT IAL CONFIDENTIAL — PURSUANT TO F
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE, OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
BBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. EASE NOTIFY PERS-MIG IMMEDIATELY IN WRITING SY CERTVIED PAUL TO ONE PERSHING PLATA. JERSEY CITY. N107399. ATM LEON. DEPT Account Number N4G-024935 A:CV=r4:1! Page 7 of ? Go paperless way, talinitY 4 Raid Eitelloni Every Year
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE, OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
BBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. EASE NOTIFY PERS-MIG IMMEDIATELY IN WRITING SY CERTVIED PAUL TO ONE PERSHING PLATA. JERSEY CITY. N107399. ATM LEON. DEPT Account Number. t:C Page 7 of 7 Go paperless way, talinitY 4 Raid Eitelloni Every Year Since 2007 MBAR
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE, OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
BBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. EASE NOTIFY PERS-MIG IMMEDIATELY IN WRITING SY CERTVIED PAUL TO ONE PERSHING PLATA. JERSEY CITY. N107399. ATM LEON. DEPT Account Number. t:C Page 7 of ? Go paperless way, talinitY 4 Raid Eitelloni Every Year Since 2007 MBAR
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
ECUTION PURPOSES. IF ANY OF TM ABOVE TERMS MID CONDITIONS ME UNACCEPTABLE TO YOU. FtEASE NOTIFY PEREMNG IMMEDIATELY IN WRITING BY CERTFIED WM 70 ONE PERSHING PLATA. JERSEY CRT. NI 07399. ATM LEGAL DOT Page 9 or 9 Aco3unl Number BOI071SICSF30022 00.4114-1 IT Go paperless SR:7" ice= = A R DA MAR RATED COmm
Entities connected to both THE CLEARING FACILITY and PERSHING PLATA
THE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATION