3
Shared Docs
3
Same-Page
3 / 3
Mentions
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTK)N. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE
8 80 3.669.60 398% June 1, 2018 - June 30,2018 SOUTHERN FINANCIAL LLC CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDOP Rated Escoilent (my Yew Since 2007 OMAR RATIO COMMUNICATIONS UMIAK( Page 9 of 28 Clewing liner Fenian IIC a whey evened sotaldianr a The Mak a New Yak Meta On
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
44.62 GBP 247,202.78 USD Maket Value Currency 179,444.62 GBP 247,202.78 USD Accrued IMenS Account ?turbo CONFID 0.00 0.00 Page 12 of 28 Rated Escoilent (my Year Since 2007 DA AR MUD COMMUNICATIONS UMIAK( Clewing throve. Peaking 11C•aapronwil istaldiary of TM Bonk NNW Yak Meta CancratIon (MY Mao
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED, OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
his notice or if you would like additional copies of the A0101324CSF30020FID AL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CON OP Page 7 orb Rated Escoilent Emmy Year Since 2007 DALIAR RATIO COMMUtisCATIONS LIMA INCE Clearing iw IenleinlIC•aapronwel Wieldier, of TM kelt N Mew Vat Meta Caporation (M
Entities connected to both THE CLEARING FACILITY and Rated Escoilent
THE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATION
Baltimore
LOCATIONJersey City
LOCATION