3
Shared Docs
3
Same-Page
3 / 3
Mentions
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE L
oney market mutual hinds processed on the sweep platform. Page 3 of T Account 4046. Ak Go paperless ON .EFFREY EPS fMC/I 0Al. OAR CD RA T COMMUNCA I TIO116 , IINC CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDEN11A r et a rlame et wattalsrOsetmet" Site 11•••• ••••••4LA ...el roma
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE
DESMAL SOL THERA LLC. 0.00 92,104.95 Page 13 of 18 Account Number. N40-023804 Go paperless Rated [mann ra (very Vs. Since 2007 0ALSAR RATED COMMUNCA TOG rxciurnser SDNY GM 00046056 DB-SDNY-0008880 EFTA_00 156665 EFTA01289028 Transactions by Type of Activity (continued) Process/ Settlement
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
mber. Go paperless LEPERS INC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDEISMAL Raid tacelbrifi beery Year Since 2007 DAUM. RAT (0 COMMUNCA TOG exClurnser SDNY_GM_00047414 DB-SDNY-0010238 EFTA_00 158023 EFTA01290144 Your Account Inform ation OediSre Ran. nn•arr V.I.4111 Pal Mie, t
Entities connected to both THE CLEARING FACILITY and COMMUNCA
THE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATION
Baltimore
LOCATIONAccount Value
ORGANIZATION