3
Shared Docs
3
Same-Page
3 / 3
Mentions
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLCABLE
Were •••••••• MAC. relear &NW, ••••.1.04, SONYGM_00048649 DB-SDNY-0011473 EFTA_00 159258 EFTA01291003 PA So, 1771 BM 'row a.021Ø Devistie Ran, Ponie wean Ma.tenan ~urn Corry* w. Dtauht prr •MC. Raw bet Oillor Sla Part •wwwor. 3Mhr Ica Now luen Irt 10114 IMI454.7111.(M)211409% THE HAZE TRUST
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS. CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE L
NFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Deutsche Asset & Wealth Management Baltimore. MD 21203 Portfolio Holdings (continued) 0...awe gam, Ponie vftsen Ma.zienan Mleatt COnf age Cola p Dtotsche Ma Settostikic. mita. Statement Period: 11/0112015 - 11/3012015 Date Acquired Quantity Unit O
COUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED ARMOR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LA
TA01290275 Deutsche Asset & Wealth Management PO. Box 1776, Baltimore, MD 21203 Important Inform ation and Disclosures (continued) Draisre San. Ponie wean Mamtentne Weans COott/VC, C,P Chisthe Sank Setwari Mrs bet Once 315niell Ante, 20th I ter Mew eett.1O. 10114 Statement Period: 0710112016
Entities connected to both THE CLEARING FACILITY and Ponie
THE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATION