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COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
be billed at the rates such agents use. Page 4 of 8 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) A0101343CSF30020 CONFIDO. AL- Rated EacaNnt Every Vex Since 2007 DALBAR RATED CONVOCATIONS EXCIA t Owing IMO, Peaking Ilt. a web craned smaller/ as &onkel New York Mellon Ccnaatim (MY meta) Peen.
COUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
illed at the rates such agents use. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accouil Numb AIM A :Etc Page 4 of a CONFIDO. Rated tacedlont Every Vex Since 2007 DAISM MI ED COMMUNICA1104 EXCEILENCl Owing Hwang% Pmbing I.LC a Sally owned subsidiary a TheUnita New York /Woe Colnatkie (MY Meta)
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
laza, Jersey City. New Jersey 07399; Page 6 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accout Number: At:mac:me CONFID AL- RaleassaM Every Vex since 2007 DALIAN MILD COMMUNICATIONS EXCMMEnCI COS% IMO Amiens PSC. • Maly owned subsidimy or TRe UK of New York Make CmPonthm (IMY Maw) Penty
Entities connected to both THE CLEARING FACILITY and Every Vex
THE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATION
Baltimore
LOCATION