3
Shared Docs
3
Same-Page
3 / 3
Mentions
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
GM Se:w Pu POW Ten Unto }AS Pot Awnas. )40 flow New a Tell tree Over February 12019 - Februar 28 2019 Account Number: Portfolio at a Glance ThisPerbd Year4o-Dele Your Investment Specialist. BEGINNING ACCOUNT VALUE $91,883,658.46 $94,404,553.11 A R1 61 AN Nei Cash Deposits and Withdrawals .1
COUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
t A wive,. PHI, Flew Nee Mn, Na 10154 RA M44I 4545 Oirecl 110 SW. Novem ber 1,2018 - Novem ber 30,2018 Account Number: Portfolio at a Glance ThisPerbd Yew4o-Daie Your Investment Specialist. BEGINNINGACCOUNT VALUE $262,123.40 $585,636.85 MARTIN ZEMAN NM Cash Deposits and Withdrinvah 0.00 495,
COUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
Deutyche NM Nisi... wall. M.noteenect Meet (pent< Goo[ OPetCh• Oar* NC August 1, 20 18 - August 31,2018 Account Number: Portfolio at a Glance ThisPerbd Year4o-Dare Yoar Investment Specialist: BEGINNINGACCOUNT VALUE 63,296,219.16 63,243,862.08 MARTIN ZEM AN lid Cash Deposits and Withdrawals 41
Entities connected to both THE CLEARING FACILITY and ThisPerbd
THE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATION