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COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
Basis:S*1001006.00 Page 3 of 15 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number C ONIFIDO. AL- Med hallent Every Yew Shwa 2007 DAYAR RAI ID COMMLNICATICMS EX.:MD.10E Owing tinge,. ,mks'. PC. • wholly owned subsidiary SIM Bordtel New York Mellon Colnatim (OW Mellon) Penn.'s MC. 'wan F
COUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
1 $0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Await( Number A:Cit:n CI CONFIDO. L-- Med Cacellent Every Year Shwa 2007 DAYAR RAI ID COMMLINICATIM EXCLUDICIE Owing engem ',enlists PIC • Wile/ CMOS subsidiary a The Bonita New York Mellon CA•Watim (MY Melon) Penn.'s LIX. 'sent.
COUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY, WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
$0 .00 Page 2 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Mamba' Amu: I. i s CONFIDE iq . AL- Mee Every Year Since 2007 DAYAR RAI ID COMMUNICATIONS EXCLUDICt Owing through Pining Ilt. a wally owned subsidiary SIM Bonita New York Melba Caponthal (SW Meta) Pentw, LIX.inerrter Fi
Entities connected to both THE CLEARING FACILITY and DAYAR RAI ID
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATION
Jeff Sessions
PERSONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATION