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et Profit or Net Loss means the amount by which the Net Assets as of the close of business on the last day of a Fiscal Period exceed (in the case of Net Profit) or are less than (in the case of Net Loss) the Net Assets as of the commencement of the same Fiscal Period (or, with respect to the initial Fiscal
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
et Profit or Net Loss means the amount by which the Net Assets as of the close of business on the last day of a Fiscal Period exceed (in the case of Net Profit) or are less than (in the case of Net Loss) the Net Assets as of the commencement of the same Fiscal Period (or, with respect to the initial Fiscal
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
et Profit or Net Loss means the amount by which the Net Assets as of the close of business on the last day of a Fiscal Period exceed (in the case of Net Profit) or are less than (in the case of Net Loss) the Net Assets as of the commencement of the same Fiscal Period (or, with respect to the initial Fiscal
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
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Mutual Connections (126)
Entities connected to both Net Profit and the Connecticut Department of Banking
Wilmington
LOCATION6 w/ Net·3 w/ the
Samantha Power
PERSON4 w/ Net·4 w/ the
United States
LOCATION4 w/ Net·4 w/ the
New Hampshire
LOCATION3 w/ Net·4 w/ the
the Exempted Limited Partnership Law
ORGANIZATION4 w/ Net·3 w/ the
the Net Profit or Net Loss
ORGANIZATION4 w/ Net·3 w/ the
UBS Securities LLC
ORGANIZATION3 w/ Net·4 w/ the
Fannie Mae
ORGANIZATION3 w/ Net·4 w/ the
UBS Fund
ORGANIZATION3 w/ Net·4 w/ the
Lehman Structured Products
ORGANIZATION3 w/ Net·4 w/ the
Massachusetts Securities Division
ORGANIZATION3 w/ Net·4 w/ the
the North American Securities Administrators Association
ORGANIZATION3 w/ Net·4 w/ the
Civil Penalty
ORGANIZATION3 w/ Net·4 w/ the
Cease & Desist
ORGANIZATION3 w/ Net·4 w/ the
General State of NY
ORGANIZATION3 w/ Net·4 w/ the
Brought
ORGANIZATION3 w/ Net·4 w/ the
The Ohio Division of Securities
ORGANIZATION3 w/ Net·4 w/ the
Department of Justice
ORGANIZATION3 w/ Net·4 w/ the
New York State
LOCATION3 w/ Net·4 w/ the
Connecticut Department
ORGANIZATION3 w/ Net·4 w/ the