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T104 5000.00000 $5,243.22 PRICE: 1.05000 03/14/2013 ***PALADIN ENERGY LTD PALAF 07264T104 2500.00000 $2,621.61 PRICE: 1.05000 04/10/2013 ***REGIS RESOURCES NL RGRNF 08059NI20 4500.00000 $20,016.01 PRICE: 4 45000 04/10/2013 - REGIS RESOURCES NL RGRNF 08059N120 500.00000 52,224.00 PRI
wing Forms: 1099-OID 1099-MISC 1099-C TABLE OF CONTENTS Consolidated 1099 Sections: 1099 Dividends and Interest 1099 Gross Proceeds Details: 1099 Dividend & Distribution Details 1099 Interest Income Details Investment Details PAGE 2 4 13 14 15 Page I of IS EFTA00315661 ETRADE CLEARING LLC PO BOX 484 JERSEY CITY,
Less Commission and Option Premiums Cost or Other Basis Wash Sale Loss Federal Income Loss Not Allowed Disallowed TaxWithheld 01/271 2 "'REGIS RESOURCES NL RGRNF Q8059N120 2,600.00000 $10,936.01 PRICE: 4.21000 07/26112 "'REGIS RESOURCES NL RGRNF Q8059N120 2,500.00000 511,740.01 P
LANEOUS LESLEY KATHERINE GROFF & TWROS TABLE OF CONTENTS 1099 Dividends and Interest 3 Instructions for Forms 1099 4 1099 Gross Proceeds. 5 1099 Dividend & Distribution Details 10 1099 Interest Income Details 11 Investment Details 12 EFTA00315679 This page intentionally left blank. Paget of *. 2 EFTA00315680 E'TR
Less Commission and Option Premiums Cost or Other Basis Wash Sale Loss Federal Income Loss Not Allowed Disallowed TaxWithheld 01/271 2 "'REGIS RESOURCES NL RGRNF Q8059N120 2,600.00000 $10,936.01 PRICE: 4.21000 07/26112 "'REGIS RESOURCES NL RGRNF Q8059N120 2,500.00000 511,740.01 P
LANEOUS LESLEY KATHERINE GROFF & TWROS TABLE OF CONTENTS 1099 Dividends and Interest 3 Instructions for Forms 1099 4 1099 Gross Proceeds. 5 1099 Dividend & Distribution Details 10 1099 Interest Income Details 11 Investment Details 12 EFTA00315691 This page intentionally left blank. Paget of *. 2 EFTA00315692 E'TR
Entities connected to both REGIS and 1099 Dividend & Distribution Details

Samantha Power
PERSON
Lesley Groff
PERSONJERSEY CITY
LOCATIONBROKER & BARTER EXCHANGE
ORGANIZATIONBox la
LOCATIONUnrecap Sec
ORGANIZATIONCLEARING LLC
ORGANIZATIONFIRST MARBLEHEAD CORP
ORGANIZATIONCONVERGYS CORP
ORGANIZATIONDANIEL GROFF JTWROS
PERSON
the Internal Revenue Service
ORGANIZATIONOsman
PERSON
Wilbur Ross
PERSONDoug Band
PERSONUrban
PERSONManton
PERSONROIAK
ORGANIZATIONSandie
PERSONla Ilse
PERSONSEND USA SECURE
ORGANIZATION