3
Shared Docs
3
Same-Page
3 / 3
Mentions
IAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Numbe. CONFIDO L4 At El!: Reed motif &ay Vox Since 1007 DA UM Pal ID COMMUNICATIONS EXCOAENCC Oaring Sae. hakes LI.C, a wildly armed fulmar/ 011ie bake. Nevi Yeti; Mellon Coombe,' (SHY Mellon) Penh.** LIX. ',tenter FINRIAWAS.M—00049048 DB-SDNY-0011872
NT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BU
FIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L Rated Eaceilent Every Yew Since 2007 DAIL& RA7 ED COAWALINICATIONS Cita/ANC( Page 6 of Oaring Sae. Penbni LLC, a wholly owned subweliwy or The Sent of New Yo4 Mellon Ceeporathee MAY Mellon) Penne. KC nverrter tiRtA(klirtuaGM_0004 7782 DB-SDNY-
NT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BU
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Rated hernent Every Vox Siva 2007 DAUM, MUD COMMUNICATIONS EXCELLENCE Page 3 of Oaring Sae. Patens LLC, a wholly...fled subsidiary*. The bake. New York Mellon Corporation (MY Mellon) U.C. musty. IliRtAckklYagehl_00049467 DB-SDNY-00 1229
NT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHWG. BUT
Entities connected to both Oaring Sae and CRCUMSTANCES
Legal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONJersey City
LOCATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Baltimore
LOCATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe State of New York
LOCATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONPershing LLC
ORGANIZATIONTIME PERSHING
ORGANIZATION
CUSTOMS
ORGANIZATIONTAXABLE
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATION