3
Shared Docs
3
Same-Page
3 / 3
Mentions
FIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L Rated Eaceilent Every Yew Since 2007 DAIL& RA7 ED COAWALINICATIONS Cita/ANC( Page 6 of Oaring Sae. Penbni LLC, a wholly owned subweliwy or The Sent of New Yo4 Mellon Ceeporathee MAY Mellon) Penne. KC nverrter tiRtA(klirtuaGM_0004 7782 DB-SDNY-
DALIAR MT ED C0MMUNCATI0NS EXallENC( Page 3 of '0 Onring IMO. Paging LIC, a wholly...toed subsidiary of Ilie &onkel It,,, York Mellon CciPontim (SW Mellon) n a Pena...* LLc. nwrrtt. 1- 1.201"_ ,J004 7786 DB-SDNY-00 10610 EFTA_00 158395 EFTA01290423 Portfolio Holdings Disclosures (continued) For
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Rated hernent Every Vox Siva 2007 DAUM, MUD COMMUNICATIONS EXCELLENCE Page 3 of Oaring Sae. Patens LLC, a wholly...fled subsidiary*. The bake. New York Mellon Corporation (MY Mellon) U.C. musty. IliRtAckklYagehl_00049467 DB-SDNY-00 1229
2007 DALIAR RATED COMMLINICATIMS EXCQUINCIE Page 3 of 6 Owing tThrthabrts LIC, a wholly ...n.0 sublicharni The &onkel Haw Yak Mellon Crponthal (SW Mellon) Peritn KC immter FiliRnAWAS.M-00049480 DB-SDNY-00 12304 EFTA_00 I 60089 EFTA01291654 NA essages (continued) account. Please see the money mark
NTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) At M0OKS3.01) CONFIDO. L Rated Cacao. Every Vex Sem2OO7 DAUM MI ED COMNiuWATIONS EXCULENC( Page ' of Oaring Sae. Penbag LLC, a wholly owned subsidiary*. The UM of New York Mellon Cementer MT Melon) Panhas LLC.riverter FilienAWilYIELGM—00049753 DB-SDNY-00 125
AW ballerd Clewing IMO. Pining LIC, a wholly owned Every Yew Slece 2007 subsidiary as brief New York Mellon DAISAR WED COMMJNCATICOS Corponthal (SW Mellon) nn .. EXCEUENCC Pentww ue mtrytt, FiliRILAWASAA-00 049720 DB-SDNY-00 12544 EFTA_00 160329 EFTA01291815 Summary of Gains and Losses Short-Ter
Entities connected to both Oaring Sae and SW Mellon

Sally
PERSONthe Pershing Customer Service Department
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONLegal Department
ORGANIZATIONJersey City
LOCATIONThe European Central Bank
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing
LOCATIONPershing LLC
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATION
Baltimore
LOCATIONON PERSHING'S
ORGANIZATION
Mellon
ORGANIZATIONUSAGES
ORGANIZATIONthe State of New York
LOCATIONClient Service Information
ORGANIZATIONTAXABLE
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION