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)0 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Ratecameeent Every Yew Sam 1007 DALIAN WED C0MNiuMCATI0NS EXCLUENCl Page 5 of Oaring Sae. Penbm LIC, a Mlolly owned subedury of The km of New York Mellon Cmperatim (MY Melon) penhaz c irenta, FthenAc§in uf-Ai_00048624 DB-SDNY-0011448
stment Specialist. Page 1 of 9 Rated (Kant (my Yaw Since 2007 DAUM WED COMMUNCATIONS EX( WOK t CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Clewing Sae. Platy PIC a mond sal:oldie) el Ilwa &MO New York MS... DAPPonD20 aim meta) Penteee; ac. newt*/ FIIIRAWa Gliet 00048627 DB-SDNY-0011451 EFTA_001
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Rated hernent Every Vox Siva 2007 DAUM, MUD COMMUNICATIONS EXCELLENCE Page 3 of Oaring Sae. Patens LLC, a wholly...fled subsidiary*. The bake. New York Mellon Corporation (MY Mellon) U.C. musty. IliRtAckklYagehl_00049467 DB-SDNY-00 1229
SUANT TO FED. R. CRIM. P. 6(e) Account Number At 01211:91.0 25 CONFID L RaleamMent Every Vox Sea 2007 DALAAR Mil ED C0MNiuMCATI0NS EXCLUENC( Clewing Sae. Ambit. LIC .Rely owned sots:law/of The UM, of New Yak Mellon Conmeatim (NO' Melon) Penhar LIX. meterEIIIRAVAYYteLGM_00049490 DB-SDNY-00 12314 EF
NTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) At M0OKS3.01) CONFIDO. L Rated Cacao. Every Vex Sem2OO7 DAUM MI ED COMNiuWATIONS EXCULENC( Page ' of Oaring Sae. Penbag LLC, a wholly owned subsidiary*. The UM of New York Mellon Cementer MT Melon) Panhas LLC.riverter FilienAWilYIELGM—00049753 DB-SDNY-00 125
CRIM. P. 6(e) Account Numbs At 0023M:0S • kj4 I AL- CONFIDO Mid tacellent Every Yew Since 2007 DAUM RAl ID COMMLINICATIONS MU MCC Page • of Clewing Sae. hrtng LLC, a wholly owned 'obedient Ilie &onkel New York Mellon Corponthan (MY Mellon) Penn.. u.C, immta filttaktitS-Al_00049735 DB-SDNY-00 1255
Entities connected to both Oaring Sae and Clewing Sae
Securities Investor Protection Corporation
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONJersey City
LOCATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATION
Sally
PERSONThe European Central Bank
ORGANIZATION
Mellon
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATION
Baltimore
LOCATIONRalwAssant
ORGANIZATIONNew York Mellon
LOCATIONClient Service Information
ORGANIZATIONOwing Sae
ORGANIZATIONCONFIDP
ORGANIZATIONPershing U_C
ORGANIZATIONTIME PERSHING
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION