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)0 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Ratecameeent Every Yew Sam 1007 DALIAN WED C0MNiuMCATI0NS EXCLUENCl Page 5 of Oaring Sae. Penbm LIC, a Mlolly owned subedury of The km of New York Mellon Cmperatim (MY Melon) penhaz c irenta, FthenAc§in uf-Ai_00048624 DB-SDNY-0011448
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Entities connected to both Oaring Sae and CorPontim
the Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONThe European Central Bank
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing
LOCATIONJersey City
LOCATION
Sally
PERSONthe State of New York
LOCATIONClient Service Information
ORGANIZATIONNew York Mellon
LOCATION
Mellon
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONOpening Dale
LOCATIONPershing LLC
ORGANIZATION
CUSTOMS
ORGANIZATIONTIME PERSHING
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONMoney Market Fund
ORGANIZATION