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ts under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows. Pershing U_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page S of Account Number N4G-0249S0 nonfarm' CONFIDENTIAL —
oomd solmidianft el The Unit of New YorkMelee Ceneemehm (MY Mellon) LIX. meta. mitkalktfacc049128 DB-SDNY-00 11952 EFTA_00159737 EFTA01291381 Import ant Information and Disclosures The Role of Pershing • Pershing carries your account asclearing broker pursuant to a clearing agreement with your financial institution. Pershing
ts under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing U_C, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399; Page 6 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accout Number:
d subsidiary Ilwa Unit New York Mellon CAgnatkie (MY Meta) Panhat a C. Mente FIIIRAttiAta°°° 49469 DB-SDNY-0012293 EFTA_00160078 EFTA01291643 Import ant Information and Disclosures The Role of Pershing • Pershing carries your account asclearing broker pursuant to a clearing agreement with your financial institution. Pershing
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing U_C, Legal Department. One Pershing Plaza, Jersey City, New Jersey 0739' Errors and Omissions excepted. Important Arbitration Disclosures • All part
NY MAN) Pent•, MC. imurter FiliatiAngLat 00049710 DB-SDNY-0012534 EFTA_0016O319 EFTA01291805 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Import ant Information and Disclosures (continued) November 1,2018 - November 30,2018 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) it any. to you and in general, for the ong
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Jersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATIONPershing
LOCATIONThe European Central Bank
ORGANIZATION
Sally
PERSONInterest - U.S. DOLLARS
ORGANIZATIONthe State of New York
LOCATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONClient Service Information
ORGANIZATION
Baltimore
LOCATIONTHE CLEARING FACILITY
ORGANIZATION
Mellon
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION