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our rights under the Securities Investor Protection Act. Page 6 of 7 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) N1G-024950 A0099414CSF30018 CONFIDP AL- Rated hceilent Every Yaw Since 2007 DALIIM WED commueaciincres ExCULENCt Owing prop, Penton. EEC. • Slay owned subsidiary or m. &onkel New
SUANT TO FED. R. CRIM. P. 6(e) L bled heterm Every Year Sae 2007 DAUM, fen ED COMMUMCATIPM tics lENC Clearing Salem Potting Ilt. • Sally mooed Smear/ of The bake. New York Mellon Cannel (MY Mellon) Panne. LIX. iMmter FIIIRAAVYY12PM_00048936 DB-SDNY-00 11760 EFTA_00159545 EFTA01291189 Portfoli
53,307,552.82 4107,911.13 50.00 573 296 54 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 9 Account Surat A:c.ttcsegns I . 1.81 CONFIDP L- Rated bale. Ern Wax Sea 2007 DAIJAR RAl ED COMMUNCATIONS MCILEW( Owing tlwonsh Penting IIC.• wholly owned subsidiary SIM Unit ar New York Ma
:4 CONFIDgI • 1. L- RAS Cadent Every Yew Shwa 2007 DALIAltral ID COMMUNICATIONS EXCLUD4a Page 7 of 8 Owing tTheaNnbrw 1.1.C, a wbolly owned Smear/ or Ts Sank of New Yak Mellon Crponthal (OW Mellon) Perlin LI.C.immter f itiRA c:411Y4kg,m_0004 7867 DB-SDNY-00 10691 EFTA_00 158476 EFTA01290504
Income and Expenses 873,000.00 $0.00 8282,195.43 80.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Accout Number At 0,3 ,333 CONFIDP AL- Rated (Kant Levy Yost Snce 2007 DAIJAR MID) COMMUNCATIONS MCILEW( Owing IMO Pasting PIC • Sally owned subsidiary el The &onkel New York Mel
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Entities connected to both CONFIDP and Smear/
Jersey City
LOCATION
Sally
PERSONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONPershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONThe European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATION
Baltimore
LOCATION
Jeff Sessions
PERSON
Mellon
ORGANIZATIONthe State of New York
LOCATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONClient Service Information
ORGANIZATIONNew York Mellon
LOCATIONTHE CLEARING FACILITY
ORGANIZATION