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our rights under the Securities Investor Protection Act. Page 6 of 7 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) N1G-024950 A0099414CSF30018 CONFIDP AL- Rated hceilent Every Yaw Since 2007 DALIIM WED commueaciincres ExCULENCt Owing prop, Penton. EEC. • Slay owned subsidiary or m. &onkel New
4,825.81 Page ' of - CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) A00994 14 C SF30018 FID I 46 CON O. Rated taceNnt Every Yaw Since 2007 DALIIM WED commumcmithsts EXCClLEnxC On engem Patti IIC. a %bony (peened subsidiary or The Bonk of New York Mellon CA•Watim (MY Mellon) anllv a a. aaa
53,307,552.82 4107,911.13 50.00 573 296 54 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 9 Account Surat A:c.ttcsegns I . 1.81 CONFIDP L- Rated bale. Ern Wax Sea 2007 DAIJAR RAl ED COMMUNCATIONS MCILEW( Owing tlwonsh Penting IIC.• wholly owned subsidiary SIM Unit ar New York Ma
d Omissions excepted. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ll= Accou I t Number Page 7 of 8 CONFIDO. Rated warm freq.Vex Since 2007 DALIIM WED commumomats EX( (UDC Owing tlytnIthnhing PIC a Sally owned subsidiary a The brit el New York Mellon Ca...Mimi (MY Meson) PentwKLI.C. tea fI
$1,215.60 $668,302.01 $668,532.70 $131.88 $1,215.60 Page 2 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Amount Number At P>731WICO20 CONFIDP AL- Rated Ewairnt Every Vex Sac. 2007 DAUM, RATED COMMUNCATIONS EXCIAL CNC( Chains tlwagfithnISOLC a Sally owned subsidiary e4 The Bonita New Y
34.97 Page 2 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: 4 A CONFIDO . L- At.:)... Paltassant Emory Vex Since 2007 DALIIM WED COMMUNCATICNS EX( CIL CI Owing IMO holing PIC 'Sally owned subsidiary a The brat a New York Mace Calwatim (MY Mellon) Penhas MC. 'sent. Fil
Income and Expenses 873,000.00 $0.00 8282,195.43 80.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Accout Number At 0,3 ,333 CONFIDP AL- Rated (Kant Levy Yost Snce 2007 DAIJAR MID) COMMUNCATIONS MCILEW( Owing IMO Pasting PIC • Sally owned subsidiary el The &onkel New York Mel
stor Protection Act. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number Page 6 of 7 CONFID AL- Rated hceilent Every Yaw Since 2007 DALIIM WED commumomotts EXCULCNCE Owing Swish ',enlists Ilt. a Sally owned subsidiary aT e Bonita New York Melba Cannatim (MY Mellott) Pentw, 1.1.C.IM
Entities connected to both CONFIDP and DALIIM
Jersey City
LOCATION
Sally
PERSONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONPershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONThe European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATION
Jeff Sessions
PERSON
Mellon
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONPenhe
ORGANIZATION