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NG IMMEDIATELY IN WRITING8Y CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ MN. ATTN. LEGAL GMT CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDP Page 9 of 9 Rath CHOW', fiery Yost Since 2007 DALSAR RATED COMmuNICATIONS EXCRUNCE Owing *nigh halm 1141 Aber sad suboxIlary a the Ifl of We Y
IN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST.
our rights under the Securities Investor Protection Act. Page 6 of 7 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) N1G-024950 A0099414CSF30018 CONFIDP AL- Rated hceilent Every Yaw Since 2007 DALIIM WED commueaciincres ExCULENCt Owing prop, Penton. EEC. • Slay owned subsidiary or m. &onkel New
AIN A MARGIN ACCOUNT. THIS IS A OOMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST.
53,307,552.82 4107,911.13 50.00 573 296 54 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 9 Account Surat A:c.ttcsegns I . 1.81 CONFIDP L- Rated bale. Ern Wax Sea 2007 DAIJAR RAl ED COMMUNCATIONS MCILEW( Owing tlwonsh Penting IIC.• wholly owned subsidiary SIM Unit ar New York Ma
IN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST.
$1,215.60 $668,302.01 $668,532.70 $131.88 $1,215.60 Page 2 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Amount Number At P>731WICO20 CONFIDP AL- Rated Ewairnt Every Vex Sac. 2007 DAUM, RATED COMMUNCATIONS EXCIAL CNC( Chains tlwagfithnISOLC a Sally owned subsidiary e4 The Bonita New Y
AIN A MARGIN ACCOUNT. THIS IS A OOMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST.
Income and Expenses 873,000.00 $0.00 8282,195.43 80.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Accout Number At 0,3 ,333 CONFIDP AL- Rated (Kant Levy Yost Snce 2007 DAIJAR MID) COMMUNCATIONS MCILEW( Owing IMO Pasting PIC • Sally owned subsidiary el The &onkel New York Mel
IN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST.
Entities connected to both CONFIDP and THE BOARD OF GOVERNORS OF
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONJersey City
LOCATION