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ear Age 1007 DALIAR RATED COMMUNICATIONS EXCIIIENCI Page 3 of 6 Owing tThrthnbang LIC, a wholly owned subsidiary el The Bonk of Haw York Mellon CciPontim (SHY Mellon) on flan, n Per,he. fitianAWRI sute-,O,-,-"-+"7O7u DB-SDNY-00 10703 EFTA_00 I 58488 EFTA01290516 A Ct iv it y Summary (All amount
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may differ CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 8 Account Numbe A;:ii79fl:23 CONFID AL- Rated (Kant Every Vex Since 2007 DALIAN WED C0MMUNCATIONS MULE/4a Owing tlwonsh holing PIC a Sally craned subsidiary e4 The Bonita New York Melba Cc•Inatim (OW Mellott) Penn.'s MC. 'newt«
Entities connected to both CciPontim and DALIAN WED
the Pershing Customer Service Department
ORGANIZATIONClient Service Information
ORGANIZATION
Baltimore
LOCATIONJersey City
LOCATIONNew York Mellon
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATION
Sally
PERSONSecurities Investor Protection Corporation
ORGANIZATIONPershing
LOCATIONThe European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONMartin Zeman
PERSONMoney Market Fund
ORGANIZATIONPershing LLC
ORGANIZATIONOaring Sae
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPershing U_C
ORGANIZATION
Mellon
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION