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ear Age 1007 DALIAR RATED COMMUNICATIONS EXCIIIENCI Page 3 of 6 Owing tThrthnbang LIC, a wholly owned subsidiary el The Bonk of Haw York Mellon CciPontim (SHY Mellon) on flan, n Per,he. fitianAWRI sute-,O,-,-"-+"7O7u DB-SDNY-00 10703 EFTA_00 I 58488 EFTA01290516 A Ct iv it y Summary (All amount
ents, begin to charge negative interest rates on additional foreign currency balances. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 of 6 CONFIDP AL- Rated (Kant Every Vex Since 2007 DALIAN WED COMNARCATIONS EX( UL INC Owing tinge,. Peaking IIC.. Sally owned subsidiary el TIM &onkel New Y
Kart Every Vex Since 2007 DALBAR MUD COMMUNCATICNS EXCIA CNC t Owing tlnov W hating Ilt. a Sally craned 'maw:Wry el Ilwa &onkel New York Mellon CciPontim aim meta) Penn. LK. ritterte Filactia 00047682 DB-SDNY-0010506 EFTA_00158291 EFTA01290319 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Port
NG IMMEDIATELY IN WRITING8Y CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ MN. ATTN. LEGAL GMT CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDP Page 9 of 9 Rath CHOW', fiery Yost Since 2007 DALSAR RATED COMmuNICATIONS EXCRUNCE Owing *nigh halm 1141 Aber sad suboxIlary a the Ifl of We Y
ince 2007 DALIAR MT ED C0MMUNCATI0NS EXallENC( Page 3 of '0 Onring IMO. Paging LIC, a wholly...toed subsidiary of Ilie &onkel It,,, York Mellon CciPontim (SW Mellon) n a Pena...* LLc. nwrrtt. 1- 1.201"_ ,J004 7786 DB-SDNY-00 10610 EFTA_00 158395 EFTA01290423 Portfolio Holdings Disclosures (cont
53,307,552.82 4107,911.13 50.00 573 296 54 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 9 Account Surat A:c.ttcsegns I . 1.81 CONFIDP L- Rated bale. Ern Wax Sea 2007 DAIJAR RAl ED COMMUNCATIONS MCILEW( Owing tlwonsh Penting IIC.• wholly owned subsidiary SIM Unit ar New York Ma
- Rated (Kant Levy Yost Snce 2007 DAIJAR MID) COMMUNCATIONS MCILEW( Owing IMO Pasting PIC • Sally owned subsidiary el The &onkel New York Melba CciPontim (MY Maw) Penne. KC rrwrte FilitkftlAtlYaGM_00042706 DB-SDNY-0012530 EFTA_001603 I 5 EFTA01291801 Deutsche Bank P.O. Box 1776, Baltimore, MD 212
Income and Expenses 873,000.00 $0.00 8282,195.43 80.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Accout Number At 0,3 ,333 CONFIDP AL- Rated (Kant Levy Yost Snce 2007 DAIJAR MID) COMMUNCATIONS MCILEW( Owing IMO Pasting PIC • Sally owned subsidiary el The &onkel New York Mel
Entities connected to both CciPontim and CONFIDP
Jersey City
LOCATION
Sally
PERSONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONPershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONThe European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONNew York Mellon
LOCATION
Mellon
ORGANIZATIONPershing U_C
ORGANIZATION
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONUSAGES
ORGANIZATION