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M. P. 6(e) L bled heterm Every Year Sae 2007 DAUM, fen ED COMMUMCATIPM tics lENC Clearing Salem Potting Ilt. • Sally mooed Smear/ of The bake. New York Mellon Cannel (MY Mellon) Panne. LIX. iMmter FIIIRAAVYY12PM_00048936 DB-SDNY-00 11760 EFTA_00159545 EFTA01291189 Portfolio Holdings Disclosures (conti
FID • U L- Med baked Every Year Age 1007 DA UM RAI ID COMMLINCATICOS EXCWENCIE Oaring IMO. hakes LLC, a wholly owned subsidiary el Ilie Sank.. New York Mellon Carponthan (SW Mellon) Penn. irerenterFiliRnA14 1Y2PIO_00048932 DB-SDNY-00 11756 EFTA_00 159541 EFTA01291185 TERMS AND CONDITIONS TRANSACTIONS
SIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR US
O. "AL- Rated Etcdent Every Vex Since 2007 DALBAR RAIEDCOMMUNCATIONS EXCIA CNC( Owing through Amain( Ilt. a Sally owned subsidiary a The brat ar New York Mellon Ccnaatim (OW Melon) Penne. MC. immter Filitactrear 4 t 0000701 DB-SDNY-0012525 EFTA_001603 10 EFTA01291796 Deutsche Bank P.0 Box 1776, Baltimo
- Pateameamt Every Vex Site 2007 DAIJAR WED C0MMUMCATI0NS EXC0ANCt Page . of 9 Omit. Smelt Potting LIC, a wholly owned sulmelMy el Ilie Soak of New York Mellon Cementhan (MY Mellon) Pemba* LLC.inerrtte FIIIRAA141X2P14.1—00049696 DB-SDNY-OO 1252O EFTA_OO1 60305 EFTA01291791 Summary of Gains and Losses
SSIST IN ACCUMULATNG THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR US
IDO. AL- Rated (Kart Every Vex Since 2007 DALBAR MUD COMMUNCATICNS EXCIA CNC t Owing tlnov W hating Ilt. a Sally craned 'maw:Wry el Ilwa &onkel New York Mellon CciPontim aim meta) Penn. LK. ritterte Filactia 00047682 DB-SDNY-0010506 EFTA_00158291 EFTA01290319 Deutsche Bank P.O.Box 1776, Baltimore, MD
ASSIST IN ACCUMULATNG THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR US
30„ CONFIDO. AL- Rated (Kart Every Vex Sae. 2007 DALIAR RATED COMMUNCATICOS Vail CNC( Owing IMO Penting PIC 'Sally owned subsidiary e4 TM brat New York Mellon Calwatim (MY Mellon) Penn.'s MC. 'sent.)ilillAtAWALGM_00049025 DB-SDNY-0011849 EFTA_00159634 EFTA01291278 Portfolio Holdings Disclosures Prici
SSIST IN ACCUMULATNG THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR US
At 00: CONFIDg L Rated (Kant Every Vex Saxe 2007 DAIJAR WED COMMUMCATIM EXCIEILENCt OaresUtoud. habeg LIC, a ally armed subs:Yr/0 The scum of New York Mellon Comonthm OINY Man) Per)tre. C . Int e EllatANIKIS,M_00047787 DB-SDNY-0010611 EFTA_00 158396 EFTA01290424 Deutsche Bank P.O. Box 1776, Baltim
SSIST NJ ACCUMULATNG THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR US
FED. R. CRIM. P. 6(e) CONFIDO L Page — of '9 Rated balks, Cladinfolvour 'Want U.C. a %l ay owned bay Yew Since 2007 subsidiary of The lank or New York Mellon DALIARPATEDCOMMUNICATIONS Corporation 18NY Mellon) LXCWINCE P.”11,4ng LK. mnnxt Flt•RA.AWA219M—00046539 DB-SDNY-0009363 EFTA_00 157 WA EFTA012
SIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS n ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE
Rated Eintliem hely Year Since 2007 MBAR MUD COMMUNICATIONS EXCIILUNCE Page27 of 2 7 Clown& drove. Penang U.C., wary owned subuthary of The 'aka New York Mellon Corporation0NY Mellon) .p.ng LIS% rnntn. ,it.RA.W4/KeyeM_00046751 DB-SDNY-0009575 EFTA_00157360 EFTA01289723
SIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS (-• ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR U
Paled ficellent Even/ Year Since 2007 DALBAR RATIO COMMUNICATIONS EXCELLENCE Clown. tivough 'Want U.C. a wooer owned sabsidlary of The Sank ad New York Mellon CA•Parabil any Mellon) onm Poshattl.C.nverter FihRAMWV11113•40—00046275 DB-SDNY-0009099 EFTA_00156884 EFTA01289247 Deutsche Bank P.O. Box 1776,
ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. MEREST NC OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS Cl ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR US
Entities connected to both New York Mellon and TAXABLE
THE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION
Baltimore
LOCATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATION