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ntinued) Process Settlement Date Activity Type Description Total Value of Transactions The price and quantity displayed may have been rounded Client Service Information Your Investment Specialist ZEN MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Quantity Price Accrued Interest Amount Canny 0.00 4.801.85
e 2007 OALOAR RAMO COMMUNICATONT EXCELLENCE Page.) of 3 Clutts IhnagA Prams tIC..• swine sublidiary of The an al New York Mellon Corporation (SNY Mellon) Pewits LLC. onesnber f INRA, NY CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065565 CONFIDENTIAL SDNY_GM_OO211749 EFTA01371969
ntinued) Process Settlement Date Activity Type Description Total Value of Transactions The price and quantity displayed may have been rounded Client Service Information Your Investment Specialist ZEN MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Quantity Price Accrued Interest Amount Canny 0.00 4.801.85
7 OALOAR RATED COMMUNICATONT EXCELLENCE Page 3 of 3 Clutits Dead. Prams tIC.• wkdly swine sublidiary of The an al New York Mellon Corporation (SNY Mellon) Perstnt LLC. inesnber fIURA NY5. 5'.^' CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0082991 CONFIDENTIAL SDNY_GM_00229175 EFTA0138
ntinued) Process Settlement Date Activity Type Description Total Value of Transactions The price and quantity displayed may have been rounded Client Service Information Your Investment Specialist ZEN MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Quantity Price Accrued Interest Amount Canny 0.00 4.801.85
7 OALOAR RATED COMMUNICATONT EXCELLENCE Page.) of 3 Clutits Dead. Prams tIC.• wkdly swine sublidiary of The an al New York Mellon Corporation (SNY Mellon) Perstnt LLC. inesnber fIURA NY5. 5'.^' CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO84299 CONFIDENTIAL SDNY_GM_OO23O483 EFTA0138
Entities connected to both Client Service Information and SNY Mellon
Pershing
LOCATIONInterest - U.S. DOLLARS
ORGANIZATIONMartin Zeman
PERSONPerstnt LLC
ORGANIZATIONConstant Yield M
ORGANIZATIONBRISTOL M YERS SQUIBB CO COM
ORGANIZATIONAiX MOUE
ORGANIZATION