5
Shared Docs
5
Same-Page
5 / 5
Mentions
DTD 04/0701 CL8 RD 2/12PD 2/27/1 12/31/18 MONEY MARKET FUND CASH AC TR OW SGOVT 13,141.91 USD INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 124.445.80 Fees 12/03/18 FOREIGN CUSTODY FEE Fgn Safekeeping NOV 201 CUSP. F9396N-1.5 •2.00 USD USD999997 12/03/18 FOREIGN CUSTODY FE
sent for purchases into money market mutual funds processed on the sweep platform. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDOP Rated [strata? (my Year Since 2007 DALIAR RATED COMMUNICATIONS ()tall INC I Page 12 of 18 Clearing Omer Pad.S I1C naoly wend sotaldlary of The
BOND INTEREST RECEIVE) 939336520 04127/18 CASH DIVIDEND RECEIVED 04/30/18 MONEY M AFtKET FUND INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS 2000000 .13S INVTSGMBH GTD SR NT REG S ISINt LISA29866AB537250% 04/03124 WE DTO 04103/14 US RD 04102 PD 04/03/13 HS8C HOLDINGS PLC ORD SHS ISINO
92.10 818 80 3.669.60 398% June 1, 2018 - June 30,2018 SOUTHERN FINANCIAL LLC CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDOP Rated Escoilent (my Yew Since 2007 OMAR RATIO COMMUNICATIONS UMIAK( Page 9 of 28 Clewing liner Fenian IIC a whey evened sotaldianr a The Mak a
323920970 SH RS RD 02/23 PD 021271E 02/28/18 MONEY MARKET FUND DEUTSCHEGOVT CASH 4.980.71 USD INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 371,978.70 Page 23 of 23 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account t il lumbe ll= CONFID 4 Rated Gallo* Clewing liner Pa
FED. R CRIN1. P. 6(e) 453,566.56 1.76% 241,424.19 USD 4265.65 25,672,500.00 JPY 453,566.56 241,424.19 USD 4,265.65 Account Numbs 2:c:tc CONFIDOP Rated [stollen% bey Year Since 2007 DALIAR RATED COMMUNICATCNS EXCIELLU4Ct Page 14 of 31 Clewing Omagh Pagan IIC eulogy owned subsidiary a The
) 12/29/17 CASH DIVIDEND RECEIVED 60000 SH RS W ISOOM TREE TR APAR HEDGED EQUITY FO RD 29339 80 USD DYJ 12/27 PD 12/29/17 Total Dividends and Interest - U.S. DOLLARS 0.00 216,609.63 Distributions 12126/17 RETURN OF PRINCIPAL 490000 WASHINGTON M UT M TGSECSCORP 2004-RA2 M TG 222.19 USD RECEIVED PASSTHRU C
20 of 3' Rated hatlient Clewing lame. Iambi% lac *alai evened BO 10 0242CSF300 25 S trey Year Since 2007 sataldlarg of The lank a New Vat Meta CONFIDOP CONFIDENTIAL - PURSUANT TO FED. R DRINI. P. 6(e) - AL-- DAtRARMITO COMMUNICATIONS EXCILIANCE Carporatfon (SHY Man) Pera..nx 11.C. merge/ Fitala.
ate Adivity Type Dividends and Interest 11130/17 MONEY ARKET FUND DEUTSCHEGOUT CASH 109.60 USD INCOME RECBVED PEF232045 Total Dividends and Interest - U.S. DOLLARS Fees 11/01/17 FOREIGN CUSTODY FEE 663180UK3 Total Fees- U.S. DOLLARS Desaiption Oetetily Price Awned altered Amount Currency 0.00 109.60
questions regarding this notice or if you would like additional copies of the CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 8 iiruts CONFIDOP L-- A0099390CSF30018 Rated timeliest bey Yew Since 2007 DALIARMITO COMMUNCAT IONS uctuitra Claim. through Penliqg I1C *a.* evened sobsidiary
Entities connected to both Interest - U.S. DOLLARS and CONFIDOP

Baltimore
LOCATIONJersey City
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONPershing
LOCATIONThe European Central Bank
ORGANIZATIONClient Service Information
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATION
Mellon
ORGANIZATION