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Your Information 10,129.02 15492.384.19 15.162.513.21 636,964.83 14,372,697.77 15.009.662.60 Unrealized 477,336 29 8.786.895.62 8,409,559.33 The European Central Bank (the' ECB" ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you hav
estment advice. Page 16 of 3' 801002.6C630_0Z5 NFIDFFITAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Rated Ein4lent Every Year Sine 2007 DALBAR RATED COMMUNICATIONS VIM I. MCC Clown& through Persbn LLC • Say ~ad subudiary of me Bank ol Mew Y.:4 Melba Corporation18NY Mellon) tic. mntft ‘11•RA.gWrillteM 000462
Net GaIn/Loss 0.00 403,37013 ,146,166.37 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have
43 Go paperless TFE CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FAZE rRGSrONFI DranAL Page of 10 Rated tacellera L very Year Since 2'007 DALBAR RATED COMMUNICATIONS rxentrwer SDNCGM_00048221 DB-SDNY-0011045 EFTA_00 158830 EFTA01290858 Activity Summary ,air' amounts shown are in base currency) Credits This
This summary excludes transactions where cost basis information is not available. For Your Information Unreelined 0.00 436.069.68 -336,069.68 The European Central Bank (the' ECB" ) and other credit institutions introduced • negative interest rates' Negative interest expense may be charged to your account if you have
City, New Jersey 07399; (201) 413-3330. Page 8 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID Rated (Kent.% (rev Year S.ritt 2001 DALBAR RATED COMMUNICATIONS ClatIANCI Cleating through Pantiles1.Mo abaft owned Snider" of Ow 6.31* a New Yak Mellon Corporation (IN't Melee) Ptrshinellf.rnenix. FINRA.A4V5
Entities connected to both The European Central Bank and DALBAR RATED COMMUNICATIONS
Securities Investor Protection Corporation
ORGANIZATION
Baltimore
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONPershing LLC
ORGANIZATIONJersey City
LOCATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONClient Service Information
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONPie Chart
ORGANIZATION
Jeff Sessions
PERSONInterest - U.S. DOLLARS
ORGANIZATIONTAXABLE
ORGANIZATION