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EmmyvemS4K.2007 DAUMRRAMDCOAVAUNCATICN5 EXCUMNa Owing Swab Ambit. PIC. • %AA. owned subsidiary SIM Bonita New York Melba Cannatim (MY Mellon) POnhal; uE.jtwebe. FIIIRAUttearltet00047691 DB-SDNY-0010515 EFTA_00158300 EFTA01290328 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Hold
acaNnt Owing IlittnIthrsiing LI.C. • Sally owned 6%9"OG./ Since 2007 sibMWya TM Bordtel New York Mellon DALIAR ItAl ED COMMIRCATICOS Corponthal (SW Meta) EXCULENC( Pen/vett U.C.inerrtel allIPAtikriker344—°° 047681 DE!-SDNY-0010505 EFTA_OO15829O EFTA01290318 Summary of Gains and Losses Realize
Sae. 2007 OMAR RAT ED CONVOCATIONS EXCIA t Owing tlwonsh Renkkt Ilt. a Sally owned subsidiary a The Unit W New York Mellon Colnatim (MY Melon) POnhal; MC. 'sent. FilialcttePtst 00047872 DB-SDNY-0010696 EFTA_00158481 EFTA01290509 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdi
ery Yaw Since 2007 DALIIM WED COMMUNCATIONS EX(CILDCI Owing tlwonsh ',entity PIC • Sally COVOIS subsidiary The Banta New York Melba CA•Poatimi (SW Meta) Penne. u.c.nwrtantitatctlYaGM_00047813 DB-SDNY-0010637 EFTA_00158422 EFTA01290450 'ortfolio Holdings (continued) Generally, securities acquire
t Every Vex Since 2007 DAUM WED COMMUNCATIONS EXCULD.0 I Owing Own% Mtn PIC • Sally weed subsidiady The BM.' New York Who Cameatim (MY MN M) POnhal; uc. MInter FIIIRAWALGM_00049709 DEI-SDNY-0012533 EFTA_OO16O3 I 8 EFTA01291804 Transactions by Type of Activity (continued) Process Settlement
ery Veit Since 2007 DAUM, RAT ED CONVOCATIONS EXCEL INC t Owing Uwwd. holing PIC a Sally owned subsidiary a nne Unit of New York Meta Cc•Pontim (SW Meta) Penhe. LI.C.immter FIIIRAtIctreaGM_00049761 DB-SDNY-0012585 EFTA_00160370 EFTA01291856 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 Income
Entities connected to both POnhal and SW Meta
Securities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONJersey City
LOCATIONPershing
LOCATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATION
Sally
PERSONClient Service Information
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONThe European Central Bank
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Baltimore
LOCATIONNew York Mellon
LOCATIONthe Options Clearing Corporation
ORGANIZATION
Mellon
ORGANIZATIONOpening Dale
LOCATIONPershing U_C
ORGANIZATIONPenhe
ORGANIZATIONCciPontim
ORGANIZATION
Jeff Sessions
PERSON