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Page 2 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Numbe I. :AN CONFID01 AL- Rated (wart Owing tlyourthnbing PIC a Salk owned Every Yost Since 2007 sbsidWya TM BordteINew York Mellon DALIAN vamcominacAncres Corporatios (MY MONO EXCULD.Ct POnhal; LI.C.inenter AMAMI'S/MS*0478M DB-S
ear Age 1007 DALIAR RATED COMMUNICATIONS EXCIIIENCI Page 3 of 6 Owing tThrthnbang LIC, a wholly owned subsidiary el The Bonk of Haw York Mellon CciPontim (SHY Mellon) on flan, n Per,he. fitianAWRI sute-,O,-,-"-+"7O7u DB-SDNY-00 10703 EFTA_00 I 58488 EFTA01290516 A Ct iv it y Summary (All amount
ent Specialist for more information. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 8 Paled hceilent Owing through Pent*, Mona* maid Every Yost Since 2007 shbefbwya The Uite, New York MSS DAM WED CCIMMUNCATI0NS Ompontim (1111Y Mellon) EXCULENCt Penne. 4C. fitatAtateaLGM_00049112 DB-SDNY
brawl Every Yew Since 2007 DAYAR RAI ID COMMUNCATICNS EX.:MD.10E Owing throng% Pmbing PIC. oplally owned subsidiary a The Bordtel New York Meta CciPontim (OW Meta) Penton MC. ',tenter FititalklYEEPM_00049040 DB-SDNY-0011864 EFTA_00159649 EFTA01291293 Portfolio Holdings Disclosures Pricing This s
stitute a bid or an offer, and may differ CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 8 Account Number. CONFIDO. AL- Rated (learnt Every Yost Since 2007 DAUMMUD COMMUNICATIONS EX( a W.4C owing tinge,. holing PIC a Sally owned subsidiary time Bonita New York Meta Cartaatim (MY Mellon)
- Rated (Kant Levy Yost Snce 2007 DAIJAR MID) COMMUNCATIONS MCILEW( Owing IMO Pasting PIC • Sally owned subsidiary el The &onkel New York Melba CciPontim (MY Maw) Penne. KC rrwrte FilitkftlAtlYaGM_00042706 DB-SDNY-0012530 EFTA_001603 I 5 EFTA01291801 Deutsche Bank P.O. Box 1776, Baltimore, MD 212
Entities connected to both Every Yost and CciPontim
Legal Department
ORGANIZATIONJersey City
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONThe European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONClient Service Information
ORGANIZATIONNew York Mellon
LOCATION
Baltimore
LOCATION
Sally
PERSONMoney Market Fund
ORGANIZATIONMartin Zeman
PERSONthe Options Clearing Corporation
ORGANIZATION
CUSTOMS
ORGANIZATION
Mellon
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONPershing LLC
ORGANIZATIONUSAGES
ORGANIZATION