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O EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). IN CERTAIN SECURITIES THAT ARE NOT ELECTRONICALLY QUOTED, PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF TH
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ("PERSHING') FOR ANY AMOUNT, ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE AU. YOUR LIABILITIES TO P
2 mentions1 same-page
Page ?Same page
O EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). IN CERTAIN SECURITIES THAT ARE NOT ELECTRONICALLY QUOTED, PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF TH
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ("PERSHING') FOR ANY AMOUNT, ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE AU. YOUR LIABILITIES TO P
2 mentions1 same-page
Page ?Same page
O EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). IN CERTAIN SECURITIES THAT ARE NOT ELECTRONICALLY QUOTED, PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF TH
ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ("PERSHING') FOR ANY AMOUNT, ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE AU. YOUR LIABILITIES TO P
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Entities connected to both CONTACTS MARKET CENTERS TO and INDEBTED TO PERSHING LLC
THE FEDERAL RESERVE SYSTEM
ORGANIZATION6 w/ CONTACTS·64 w/ INDEBTED
THE BOARD OF GOVERNORS OF
ORGANIZATION4 w/ CONTACTS·64 w/ INDEBTED
THE CLEARING FACILITY
ORGANIZATION4 w/ CONTACTS·64 w/ INDEBTED
CUSTOMS
ORGANIZATION6 w/ CONTACTS·61 w/ INDEBTED
USAGES
ORGANIZATION6 w/ CONTACTS·60 w/ INDEBTED
ON PERSHING'S
ORGANIZATION6 w/ CONTACTS·59 w/ INDEBTED
Jeff Sessions
PERSON2 w/ CONTACTS·61 w/ INDEBTED
TAXABLE
ORGANIZATION4 w/ CONTACTS·43 w/ INDEBTED
the Pershing Customer Service Department
ORGANIZATION3 w/ CONTACTS·34 w/ INDEBTED
Pershing
LOCATION3 w/ CONTACTS·33 w/ INDEBTED
the State of New York
LOCATION3 w/ CONTACTS·33 w/ INDEBTED
Legal Department
ORGANIZATION3 w/ CONTACTS·33 w/ INDEBTED
the Options Clearing Corporation
ORGANIZATION3 w/ CONTACTS·26 w/ INDEBTED
Securities Investor Protection Corporation
ORGANIZATION3 w/ CONTACTS·26 w/ INDEBTED
Pie Chart
ORGANIZATION3 w/ CONTACTS·24 w/ INDEBTED
Money Market Fund
ORGANIZATION3 w/ CONTACTS·22 w/ INDEBTED
Account Value
ORGANIZATION2 w/ CONTACTS·23 w/ INDEBTED
Jersey City
LOCATION3 w/ CONTACTS·20 w/ INDEBTED
BNY Mellon
ORGANIZATION2 w/ CONTACTS·17 w/ INDEBTED
TOONE PERSHING PLAZA
ORGANIZATION3 w/ CONTACTS·10 w/ INDEBTED