3
Shared Docs
3
Same-Page
3 / 3
Mentions
IS A CORENED STATEMENT OF YOUR GENERAL ACCOUNT MID A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCTM INT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER
ear Since 2007 OMAR PAITO COMMUNICATIONS UCtLIINCI Page 4 of '8 Clewing through Pealwag U.C. a %l a7 owned Maid's." of TM Bonk Ott. York Mellon CaveratIon (OM Wilco) PerOing literitetty IthRA.PknflieM-00046472 DB-SDNY-0009296 EFTA_00 I 5708 I EFTA01289444 Deutsche Bank P.O. Box 1 7 76, Baltimore,
IS A COMMNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T S AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEA
lein Every Yew Since 2007 DALBAR MTV) COMMUNICATIONS LXCLIAINCI Cleanng through Peaking LC* Maly anal ittakflary of The Bank el Mew Yore Mellon CaveratIon (OM Wilco) Per Oing 11.C. meet.. IthitA.Pkilli2PM—OOO46748 DB-SDNY-0009572 EFTA_00157357 EFTA01289720 Deutsche Bank P.O Box 1776, Baltimore, MD
IS A COM3NED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YE
ted [smitten trey Yew Since 2007 OMAR MITO COMMUNICATIONS EXCLUINCI Cleanng *roar PEWS 11C. a iota/ corned Maid's." a The Mak a New Yak Mellor. CaveratIon (MY Mike) Per 11. ing rner-bn A.g411WPM-00046276 DB-SDNY-0009100 EFTA_00 156885 EFTA01289248 Transactions by Type of Activity (continued) Roa
Entities connected to both THE FEDERAL RESERVE SYSTEM and CaveratIon
THE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATIONJersey City
LOCATION
Baltimore
LOCATION